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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPL
776
DELISTED
Buckeye Partners, L.P.
BPL
– –
-3,090
Closed -$202K
TWX
777
DELISTED
Time Warner Inc
TWX
– –
-2,621
Closed -$266K
GXP
778
DELISTED
Great Plains Energy Incorporated
GXP
– –
-7,738
Closed -$226K
CBI
779
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-21,022
Closed -$393K
MORE
780
DELISTED
Monogram Residential Trust, Inc.
MORE
– –
-37,671
Closed -$369K
DD
781
DELISTED
Du Pont De Nemours E I
DD
– –
-10,801
Closed -$887K
CRDT
782
DELISTED
WisdomTree Trust WisdomTree Strategic Corporate Bond Fund
CRDT
– –
-2,960
Closed -$224K
RAI
783
DELISTED
Reynolds American Inc
RAI
– –
-48,876
Closed -$3.17M
IPN
784
DELISTED
SPDR S&P International Industrial Sector
IPN
– –
-9,066
Closed -$313K
IPK
785
DELISTED
SPDR S&P International Technology Sector
IPK
– –
-12,315
Closed -$521K
IPD
786
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
– –
-7,809
Closed -$310K
DISH
787
DELISTED
DISH Network Corp.
DISH
– –
-5,150
Closed -$324K
MZA
788
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
– –
-15,400
Closed -$232K
CMO
789
DELISTED
Capstead Mortgage Corp.
CMO
– –
-22,275
Closed -$234K
EWRM
790
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
– –
-7,602
Closed -$456K
SLY
791
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
– –
-18,930
Closed -$1.18M
DCOM
792
DELISTED
Dime Community Bancshares
DCOM
– –
-14,433
Closed -$290K
PKO
793
DELISTED
Pimco Income Opportunity Fund
PKO
– –
-20,448
Closed -$549K
28 29 30 31
32

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MIM
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LM
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GHA
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National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.