National Planning Corporation’s GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF EWRM Stock Holding History

National Planning Corporation’s Portfolio EWRM Stock Details EWRM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-7,602	Closed	-$456K	–	792
2017 Q2	$456K	Buy	7,602 +3,616	+91%	+$217K	0.03%	428
2017 Q1	$233K	Buy	+3,986	New	+$233K	0.02%	591
2015 Q1	–	Sell	-612	Closed	-$30.3K	–	2810
2014 Q4	$30.3K	Buy	+612	New	+$30.4K	﹤0.01%	1519

Other funds holding EWRM

HCM

Harvest Capital Management Concord, New Hampshire $347M AUM 4.08% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

CPO

Cerity Partners OCIO New York $1.67B AUM 13.22% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

National Planning Corporation's EWRM Position: Q3 2017 in Review

National Planning Corporation sold out of GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF (EWRM) in Q3 2017, closing a stake of 7,602 shares — an estimated $456K sold.

National Planning Corporation first reported a position in EWRM in Q4 2014 and held it in 3 quarters. The position peaked at $456K in Q2 2017. 28 funds tracked by Wall St. Rank hold EWRM as of Q3 2017.

National Planning Corporation reported no remaining GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF position as of Q3 2017 after selling out during the quarter.
National Planning Corporation sold 7,602 GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF shares in Q3 2017, an estimated $456K.
National Planning Corporation first reported a position in GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF in Q4 2014 and held it in 3 quarters.
National Planning Corporation's GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF position peaked at $456K in Q2 2017.
28 funds tracked by Wall St. Rank held GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.