National Planning Corporation’s GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF EWRM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-7,602	Closed	-$456K	–	773
2017 Q2	$456K	Buy	7,602 +3,616	+91%	+$217K	0.03%	428
2017 Q1	$233K	Buy	+3,986	New	+$233K	0.02%	591
2015 Q1	–	Sell	-612	Closed	-$30.3K	–	2810
2014 Q4	$30.3K	Buy	+612	New	+$30.3K	﹤0.01%	1519