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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGYP
676
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$29K ﹤0.01%
+10,000
New +$34.1K
ATHX
677
DELISTED
Athersys, Inc. Common Stock
ATHX
$21K ﹤0.01%
400
– –
NVAX icon
678
Novavax
NVAX
$1.31B
$14K ﹤0.01%
617
– –
EGLT
679
DELISTED
Egalet Corporation
EGLT
$13K ﹤0.01%
+10,000
New +$13.4K
GSS
680
DELISTED
Golden Star Resources Ltd.
GSS
$8K ﹤0.01%
2,200
– –
AAPL icon
681
PUT
Apple
AAPL
$4.57T
$5K ﹤0.01%
+2,400
New +$93.1K
QCOM icon
682
PUT
Qualcomm
QCOM
$176B
$3K ﹤0.01%
+900
New +$47.6K
DE icon
683
PUT
Deere & Co
DE
$168B
$2K ﹤0.01%
+200
New +$24.7K
GILD icon
684
PUT
Gilead Sciences
GILD
$165B
$2K ﹤0.01%
+800
New +$61.2K
LUMN icon
685
PUT
Lumen
LUMN
$6.44B
$2K ﹤0.01%
+500
New +$10.5K
SWKS icon
686
PUT
Skyworks Solutions
SWKS
$10.6B
$2K ﹤0.01%
+300
New +$31.1K
AXP icon
687
PUT
American Express
AXP
$230B
$1K ﹤0.01%
+500
New +$43K
BLK icon
688
PUT
Blackrock
BLK
$176B
$1K ﹤0.01%
+100
New +$42.7K
BMY icon
689
PUT
Bristol-Myers Squibb
BMY
$132B
$1K ﹤0.01%
+1,100
New +$64.2K
CTSH icon
690
PUT
Cognizant
CTSH
$26B
$1K ﹤0.01%
+500
New +$35.1K
EXEL icon
691
PUT
Exelixis
EXEL
$13.4B
$1K ﹤0.01%
+200
New +$5.32K
FDN icon
692
PUT
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$1K ﹤0.01%
+300
New +$29.7K
GE icon
693
PUT
GE Aerospace
GE
$384B
$1K ﹤0.01%
+271
New +$32.8K
IBM icon
694
PUT
IBM
IBM
$224B
$1K ﹤0.01%
+209
New +$29.1K
JNJ icon
695
PUT
Johnson & Johnson
JNJ
$625B
$1K ﹤0.01%
+200
New +$26.5K
KO icon
696
PUT
Coca-Cola
KO
$375B
$1K ﹤0.01%
+600
New +$27.3K
SNY icon
697
PUT
Sanofi
SNY
$104B
$1K ﹤0.01%
+1,200
New +$58.1K
T icon
698
PUT
AT&T
T
$163B
$1K ﹤0.01%
+1,456
New +$41.3K
RTN
699
PUT
DELISTED
Raytheon Company
RTN
$1K ﹤0.01%
+200
New +$35.2K
AEE icon
700
Ameren
AEE
$30.1B
– –
-9,228
Closed -$500K
26 27
28
29 30

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FPCM
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National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.