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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDNT icon
651
RadNet
RDNT
$5.69B
$159K 0.01%
13,796
-3,000
-18% -$27.4K
FDD icon
652
First Trust STOXX European Select Dividend Income Fund
FDD
$911M
$152K 0.01%
+11,113
New +$148K
ERII icon
653
Energy Recovery
ERII
$443M
$148K 0.01%
18,743
– –
BHC icon
654
Bausch Health
BHC
$2.34B
$146K 0.01%
+10,223
New +$155K
HTY
655
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$139K 0.01%
15,095
+4,295
+40% +$39.5K
RPAI
656
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$137K 0.01%
10,410
-1,392
-12% -$18.2K
SABA
657
Saba Capital Income & Opportunities Fund II
SABA
$223M
$136K 0.01%
10,054
-650
-6% -$8.69K
PCK
658
DELISTED
Pimco California Municipal Income Fund II
PCK
$122K 0.01%
12,100
+300
+3% +$3.05K
HYB
659
DELISTED
New America High Income Fund, Inc.
HYB
$121K 0.01%
12,185
-458
-4% -$4.42K
OXLC
660
Oxford Lane Capital
OXLC
$898M
$113K 0.01%
2,220
– –
FAX
661
abrdn Asia-Pacific Income Fund
FAX
$600M
$111K 0.01%
3,594
+321
+10% +$9.89K
SPPP
662
Sprott Physical Platinum and Palladium Trust
SPPP
$621M
$107K 0.01%
12,593
– –
PCF
663
High Income Securities Fund
PCF
$99.9M
$105K 0.01%
+11,760
New +$104K
HIX
664
Western Asset High Income Fund II
HIX
$355M
$97K 0.01%
13,515
– –
BCX icon
665
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$94K 0.01%
+10,551
New +$90.1K
TAHO
666
DELISTED
Tahoe Resources Inc
TAHO
$91K 0.01%
17,192
-213
-1% -$1.16K
DHF
667
BNY Mellon High Yield Strategies Fund
DHF
$172M
$85K 0.01%
24,000
– –
CHK
668
DELISTED
Chesapeake Energy Corporation
CHK
$79K 0.01%
91
+4
+5% +$3.43K
TSI
669
TCW Strategic Income Fund
TSI
$213M
$72K 0.01%
12,346
– –
CSR
670
Centerspace
CSR
$952M
$70K 0.01%
1,144
-69
-6% -$4.23K
GLUU
671
DELISTED
Glu Mobile Inc.
GLUU
$58K ﹤0.01%
15,539
– –
TRVN
672
DELISTED
Trevena, Inc.
TRVN
$54K ﹤0.01%
34
– –
AGEN
673
Agenus
AGEN
$290M
$44K ﹤0.01%
509
– –
NYMX
674
DELISTED
Nymox Pharmaceutical Corp
NYMX
$42K ﹤0.01%
11,000
– –
ATRS
675
DELISTED
Antares Pharma, Inc.
ATRS
$42K ﹤0.01%
12,900
-45,333
-78% -$140K
25 26
27
28 29

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National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.