National Planning Corporation’s Pimco California Municipal Income Fund II PCK Stock Holding History

National Planning Corporation’s Portfolio PCK Stock Details PCK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-12,100	Closed	-$122K	–	436
2017 Q3	$122K	Buy	12,100 +300	+3%	+$3.05K	0.01%	658
2017 Q2	$120K	Buy	11,800 +100	+0.9%	+$1.01K	0.01%	715
2017 Q1	$115K	Hold	11,700	–	–	0.01%	679
2016 Q4	$115K	Buy	+11,700	New	+$113K	0.01%	665
2016 Q1	–	Sell	-36,805	Closed	-$375K	–	716
2015 Q4	$375K	Buy	+36,805	New	+$361K	0.03%	480
2015 Q1	–	Sell	-38,045	Closed	-$371K	–	1636
2014 Q4	$371K	Hold	38,045	–	–	0.03%	486
2014 Q3	$353K	Sell	38,045 -6,350	-14%	-$60.2K	0.03%	507
2014 Q2	$420K	Sell	44,395 -5,185	-10%	-$48.8K	0.03%	459
2014 Q1	$473K	Sell	49,580 -4,850	-9%	-$46.5K	0.04%	390
2013 Q4	$492K	Sell	54,430 -15,635	-22%	-$145K	0.04%	365
2013 Q3	$642K	Buy	+70,065	New	+$650K	0.06%	294

Other funds holding PCK

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 13.68% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

KJWM

Kiley Juergens Wealth Management Olympia, Washington $639M AUM 31.14% 1-Year Est. Return

National Planning Corporation's PCK Position: Q4 2017 in Review

National Planning Corporation sold out of Pimco California Municipal Income Fund II (PCK) in Q4 2017, closing a stake of 12,100 shares — an estimated $122K sold.

National Planning Corporation first reported a position in PCK in Q3 2013 and held it in 11 quarters. The position peaked at $642K in Q3 2013. 22 funds tracked by Wall St. Rank hold PCK as of Q4 2017.

National Planning Corporation reported no remaining Pimco California Municipal Income Fund II position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 12,100 Pimco California Municipal Income Fund II shares in Q4 2017, an estimated $122K.
National Planning Corporation first reported a position in Pimco California Municipal Income Fund II in Q3 2013 and held it in 11 quarters.
National Planning Corporation's Pimco California Municipal Income Fund II position peaked at $642K in Q3 2013.
22 funds tracked by Wall St. Rank held Pimco California Municipal Income Fund II as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.