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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAT icon
626
Applied Materials
AMAT
$428B
$206K 0.02%
+3,952
New +$179K
ECL icon
627
Ecolab
ECL
$79.9B
$205K 0.02%
1,595
– –
IGLB icon
628
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.84B
$205K 0.02%
+3,296
New +$204K
FXL icon
629
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$204K 0.02%
+4,257
New +$195K
GNSS icon
630
Genasys
GNSS
$79.2M
$204K 0.02%
95,795
-1,000
-1% -$1.7K
CTT
631
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$202K 0.02%
16,043
-3,143
-16% -$36.6K
MDU icon
632
MDU Resources
MDU
$4.32B
$201K 0.02%
20,337
-5,523
-21% -$55.1K
PACW
633
DELISTED
PacWest Bancorp
PACW
$201K 0.02%
+3,970
New +$186K
HL icon
634
Hecla Mining
HL
$11.3B
$197K 0.02%
39,334
+4,000
+11% +$20.5K
ETW
635
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$195K 0.02%
16,466
+97
+0.6% +$1.14K
IGA
636
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$194K 0.02%
16,855
+181
+1% +$1.98K
MRO
637
DELISTED
Marathon Oil Corporation
MRO
$189K 0.02%
13,952
-55
-0.4% -$653
NKX icon
638
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$186K 0.02%
11,800
– –
RCS
639
PIMCO Strategic Income Fund
RCS
$250M
$185K 0.02%
18,976
-4,670
-20% -$47.1K
DNP icon
640
DNP Select Income Fund
DNP
$4.09B
$176K 0.01%
15,361
-99
-0.6% -$1.12K
ZTR
641
Virtus Total Return Fund
ZTR
$339M
$174K 0.01%
13,203
+446
+3% +$5.8K
PSEC icon
642
Prospect Capital
PSEC
$1.17B
$170K 0.01%
25,275
-48,980
-66% -$367K
BCRX icon
643
BioCryst Pharmaceuticals
BCRX
$2.4B
$168K 0.01%
32,000
-4,000
-11% -$20.5K
BRW
644
Saba Capital Income & Opportunities Fund
BRW
$339M
$167K 0.01%
15,987
-4,033
-20% -$42.3K
CLDX icon
645
Celldex Therapeutics
CLDX
$3.28B
$167K 0.01%
3,900
-203
-5% -$7.61K
AMD icon
646
Advanced Micro Devices
AMD
$789B
$164K 0.01%
12,890
– –
JCE icon
647
Nuveen Core Equity Alpha Fund
JCE
$288M
$164K 0.01%
10,585
-81
-0.8% -$1.24K
VLY icon
648
Valley National Bancorp
VLY
$8.04B
$163K 0.01%
13,508
-15
-0.1% -$173
VTA
649
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$163K 0.01%
13,639
-78
-0.6% -$924
CMU
650
DELISTED
MFS High Yield Municipal Trust
CMU
$162K 0.01%
34,065
-400
-1% -$1.9K
24 25
26
27 28

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MIM
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DI
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LM
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GHA
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National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.