National Planning Corporation’s Nuveen California AMT-Free Quality Municipal Income Fund NKX Stock Holding History

National Planning Corporation’s Portfolio NKX Stock Details NKX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-11,800	Closed	-$186K	–	410
2017 Q3	$186K	Hold	11,800	–	–	0.02%	638
2017 Q2	$184K	Hold	11,800	–	–	0.01%	690
2017 Q1	$172K	Hold	11,800	–	–	0.01%	657
2016 Q4	$173K	Buy	+11,800	New	+$175K	0.01%	642
2015 Q1	–	Sell	-2,048	Closed	-$30.4K	–	1559
2014 Q4	$30.4K	Buy	+2,048	New	+$29.1K	﹤0.01%	1517

Other funds holding NKX

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PWSG

Pacific Wealth Strategies Group Santa Barbara, California $174M AUM 21.47% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LCM

Leisure Capital Management Costa Mesa, California $320M AUM 39.11% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Apriem Advisors Irvine, California $1.05B AUM 22.09% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

National Planning Corporation's NKX Position: Q4 2017 in Review

National Planning Corporation sold out of Nuveen California AMT-Free Quality Municipal Income Fund (NKX) in Q4 2017, closing a stake of 11,800 shares — an estimated $186K sold.

National Planning Corporation first reported a position in NKX in Q4 2014 and held it in 5 quarters. The position peaked at $186K in Q3 2017. 45 funds tracked by Wall St. Rank hold NKX as of Q4 2017.

National Planning Corporation reported no remaining Nuveen California AMT-Free Quality Municipal Income Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 11,800 Nuveen California AMT-Free Quality Municipal Income Fund shares in Q4 2017, an estimated $186K.
National Planning Corporation first reported a position in Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2014 and held it in 5 quarters.
National Planning Corporation's Nuveen California AMT-Free Quality Municipal Income Fund position peaked at $186K in Q3 2017.
45 funds tracked by Wall St. Rank held Nuveen California AMT-Free Quality Municipal Income Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.