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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFDI icon
551
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
$269K 0.02%
4,266
-1,250
-23% -$77.2K
ULTA icon
552
Ulta Beauty
ULTA
$24.3B
$269K 0.02%
1,192
-95
-7% -$22.9K
XAR icon
553
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.49B
$269K 0.02%
3,373
-2,610
-44% -$195K
DOV icon
554
Dover
DOV
$28.4B
$268K 0.02%
3,629
+26
+0.7% +$1.81K
FXH icon
555
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$262K 0.02%
3,880
+455
+13% +$30.4K
JSMD icon
556
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.1B
$261K 0.02%
7,295
– –
DSM
557
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$260K 0.02%
30,749
+5,589
+22% +$48.3K
ALXN
558
DELISTED
Alexion Pharmaceuticals
ALXN
$260K 0.02%
+1,853
New +$252K
PSK icon
559
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$259K 0.02%
5,803
+47
+0.8% +$2.12K
ISCB icon
560
iShares Morningstar Small-Cap ETF
ISCB
$292M
$258K 0.02%
6,200
– –
PDM
561
Piedmont Realty Trust
PDM
$1.19B
$258K 0.02%
12,811
-1,763
-12% -$36K
EBAY icon
562
eBay
EBAY
$49.8B
$255K 0.02%
6,631
-176
-3% -$6.4K
XLB icon
563
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$255K 0.02%
8,966
+1,560
+21% +$42.9K
PPA icon
564
Invesco Aerospace & Defense ETF
PPA
$8.7B
$253K 0.02%
+4,937
New +$240K
ESRX
565
DELISTED
Express Scripts Holding Company
ESRX
$253K 0.02%
3,992
-2,699
-40% -$168K
FEMS icon
566
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$251M
$252K 0.02%
+6,085
New +$246K
LNC icon
567
Lincoln National
LNC
$8.81B
$252K 0.02%
+3,435
New +$242K
XHB icon
568
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
$251K 0.02%
6,297
-2,073
-25% -$79.8K
ETJ
569
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$250K 0.02%
26,500
– –
AB icon
570
AllianceBernstein
AB
$3.47B
$248K 0.02%
10,207
-634
-6% -$15.3K
EWJ icon
571
iShares MSCI Japan ETF
EWJ
$23B
$248K 0.02%
4,454
-100
-2% -$5.45K
WCN
572
Waste Connections
WCN
$42B
$248K 0.02%
3,551
-45
-1% -$2.97K
IYT icon
573
iShares US Transportation ETF
IYT
$2.29B
$247K 0.02%
5,528
-3,772
-41% -$160K
PCY icon
574
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$246K 0.02%
8,268
-5,557
-40% -$164K
PGEN icon
575
Precigen
PGEN
$2.59B
$246K 0.02%
12,958
– –
21 22
23
24 25

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MIM
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LM
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National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.