National Planning Corporation’s Janus Henderson Small/Mid Cap Growth Alpha ETF JSMD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-7,295	Closed	-$261K	–	340
2017 Q3	$261K	Hold	7,295	–	–	0.02%	556
2017 Q2	$251K	Sell	7,295 -1,770	-20%	-$60.9K	0.02%	607
2017 Q1	$292K	Buy	9,065 +800	+10%	+$25.8K	0.02%	523
2016 Q4	$260K	Buy	+8,265	New	+$260K	0.02%	544