National Planning Corporation’s Janus Henderson Small/Mid Cap Growth Alpha ETF JSMD Stock Holding History

National Planning Corporation’s Portfolio JSMD Stock Details JSMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-7,295	Closed	-$261K	–	352
2017 Q3	$261K	Hold	7,295	–	–	0.02%	556
2017 Q2	$251K	Sell	7,295 -1,770	-20%	-$59.1K	0.02%	607
2017 Q1	$292K	Buy	9,065 +800	+10%	+$25.7K	0.02%	523
2016 Q4	$260K	Buy	+8,265	New	+$251K	0.02%	544

Other funds holding JSMD

ACG Wealth Atlanta, Georgia $437M AUM 11.28% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

CRWM

Castle Rock Wealth Management Walnut Creek, California $509M AUM 36.93% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

CAAS

Capital Asset Advisory Services Williamston, Michigan $2.61B AUM 15.59% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

National Planning Corporation's JSMD Position: Q4 2017 in Review

National Planning Corporation sold out of Janus Henderson Small/Mid Cap Growth Alpha ETF (JSMD) in Q4 2017, closing a stake of 7,295 shares — an estimated $261K sold.

National Planning Corporation first reported a position in JSMD in Q4 2016 and held it in 4 quarters. The position peaked at $292K in Q1 2017. 10 funds tracked by Wall St. Rank hold JSMD as of Q4 2017.

National Planning Corporation reported no remaining Janus Henderson Small/Mid Cap Growth Alpha ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 7,295 Janus Henderson Small/Mid Cap Growth Alpha ETF shares in Q4 2017, an estimated $261K.
National Planning Corporation first reported a position in Janus Henderson Small/Mid Cap Growth Alpha ETF in Q4 2016 and held it in 4 quarters.
National Planning Corporation's Janus Henderson Small/Mid Cap Growth Alpha ETF position peaked at $292K in Q1 2017.
10 funds tracked by Wall St. Rank held Janus Henderson Small/Mid Cap Growth Alpha ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.