National Planning Corporation’s State Street SPDR ICE Preferred Securities ETF PSK Stock Holding History

National Planning Corporation’s Portfolio PSK Stock Details PSK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-5,803	Closed	-$259K	–	466
2017 Q3	$259K	Buy	5,803 +47	+0.8%	+$2.12K	0.02%	559
2017 Q2	$260K	Buy	5,756 +648	+13%	+$29.1K	0.02%	595
2017 Q1	$227K	Buy	+5,108	New	+$222K	0.02%	597
2016 Q2	–	Sell	-4,436	Closed	-$202K	–	680
2016 Q1	$202K	Buy	+4,436	New	+$198K	0.02%	578
2015 Q4	–	Sell	-4,625	Closed	-$208K	–	748
2015 Q3	$208K	Buy	4,625 +27	+0.6%	+$1.19K	0.02%	556
2015 Q2	$204K	Buy	4,598 +79	+2%	+$3.51K	0.02%	576
2015 Q1	$201K	Buy	4,519 +18	+0.4%	+$803	0.02%	590
2014 Q4	$198K	Sell	4,501 -349	-7%	-$15.4K	0.01%	671
2014 Q3	$210K	Buy	+4,850	New	+$212K	0.02%	653

Other funds holding PSK

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NewSquare Capital Newtown Square, Pennsylvania $1.35B AUM 34.37% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

1IA

1834 Investment Advisors Milwaukee, Wisconsin $883M AUM 23.82% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

VFA

Voya Financial Advisors Windsor, Connecticut $1B AUM 12.91% 1-Year Est. Return

National Planning Corporation's PSK Position: Q4 2017 in Review

National Planning Corporation sold out of State Street SPDR ICE Preferred Securities ETF (PSK) in Q4 2017, closing a stake of 5,803 shares — an estimated $259K sold.

National Planning Corporation first reported a position in PSK in Q3 2014 and held it in 9 quarters. The position peaked at $260K in Q2 2017. 118 funds tracked by Wall St. Rank hold PSK as of Q4 2017.

National Planning Corporation reported no remaining State Street SPDR ICE Preferred Securities ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 5,803 State Street SPDR ICE Preferred Securities ETF shares in Q4 2017, an estimated $259K.
National Planning Corporation first reported a position in State Street SPDR ICE Preferred Securities ETF in Q3 2014 and held it in 9 quarters.
National Planning Corporation's State Street SPDR ICE Preferred Securities ETF position peaked at $260K in Q2 2017.
118 funds tracked by Wall St. Rank held State Street SPDR ICE Preferred Securities ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.