We are live on ! Find out more
NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UHT
351
Universal Health Realty Income Trust
UHT
$576M
$526K 0.04%
9,347
– –
IYC icon
352
iShares US Consumer Discretionary ETF
IYC
$1.23B
$522K 0.04%
14,492
+3,044
+27% +$113K
UNP icon
353
Union Pacific
UNP
$174B
$522K 0.04%
5,751
+8
+0.1% +$748
NMZ icon
354
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$520K 0.04%
38,648
+7,340
+23% +$109K
EMR icon
355
Emerson Electric
EMR
$88.5B
$518K 0.04%
10,281
+460
+5% +$24.7K
GSG icon
356
iShares S&P GSCI Commodity-Indexed Trust
GSG
$936M
$517K 0.04%
36,351
+4,507
+14% +$65.4K
VAW icon
357
Vanguard Materials ETF
VAW
$3.1B
$516K 0.04%
4,902
– –
TVRD
358
Tvardi Therapeutics
TVRD
$22M
$515K 0.04%
1,706
+110
+7% +$23.8K
GLW icon
359
Corning
GLW
$136B
$512K 0.04%
22,286
+38
+0.2% +$847
VLUE icon
360
iShares MSCI USA Value Factor ETF
VLUE
$9.46B
$510K 0.04%
7,873
– –
CDC icon
361
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
$502K 0.04%
12,868
+2,389
+23% +$94.4K
PYPL icon
362
PayPal
PYPL
$50.5B
$499K 0.04%
12,093
+115
+1% +$4.42K
ISCG icon
363
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.01B
$496K 0.04%
22,038
– –
IAU icon
364
iShares Gold Trust
IAU
$65.1B
$494K 0.04%
20,030
-4,906
-20% -$126K
APD icon
365
Air Products & Chemicals
APD
$68.6B
$493K 0.04%
3,886
+4
+0.1% +$555
PMM
366
Franklin Managed Municipal Income Trust
PMM
$272M
$488K 0.04%
64,853
-286
-0.4% -$2.28K
VLO icon
367
Valero Energy
VLO
$90.7B
$487K 0.04%
8,325
+1,751
+27% +$93.4K
JNK icon
368
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$484K 0.04%
4,446
-138
-3% -$15K
PBA icon
369
Pembina Pipeline
PBA
$27.8B
$483K 0.04%
16,287
-324
-2% -$9.75K
CHRD icon
370
Chord Energy
CHRD
$7.8B
$482K 0.04%
44,625
-1,001
-2% -$9.15K
GM icon
371
General Motors
GM
$77.2B
$481K 0.04%
15,024
+1,699
+13% +$53.1K
IHI icon
372
iShares US Medical Devices ETF
IHI
$3.44B
$477K 0.04%
+20,904
New +$497K
DHS icon
373
WisdomTree US High Dividend Fund
DHS
$1.57B
$473K 0.04%
7,380
-318
-4% -$21.3K
AZN icon
374
AstraZeneca
AZN
$251B
$472K 0.04%
8,454
-417
-5% -$27.3K
CHD icon
375
Church & Dwight Co
CHD
$24.5B
$472K 0.04%
10,614
-162
-2% -$8K
13 14
15
16 17

Similar funds

ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 19.17% 1-Year Est. Return
MIM
Merion Investment Management Bay Harbor Islands, Florida $1.26M AUM 28.57% 1-Year Est. Return
CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
Reservoir Operations New York $13.2M AUM 10.1% 1-Year Est. Return
GHA
Garcia Hamilton & Associates Houston, Texas $18.4M AUM 25.73% 1-Year Est. Return
FPCM
Fox Point Capital Management New York $19.2M AUM 45.99% 1-Year Est. Return

National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.