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NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KHC icon
326
Kraft Heinz
KHC
$30B
$598K 0.05%
7,708
-641
-8% -$53.6K
HISF icon
327
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$99M
$593K 0.05%
11,581
+78
+0.7% +$3.99K
CAT icon
328
Caterpillar
CAT
$387B
$591K 0.05%
4,742
-766
-14% -$88.2K
SCHB icon
329
Schwab US Broad Market ETF
SCHB
$44.9B
$591K 0.05%
58,218
-50,808
-47% -$504K
D icon
330
Dominion Energy
D
$59.3B
$588K 0.05%
7,640
-2,756
-27% -$214K
BKN
331
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$583K 0.05%
39,000
– –
ICF icon
332
iShares Select U.S. REIT ETF
ICF
$2.09B
$581K 0.05%
11,546
-6,516
-36% -$330K
NG icon
333
NovaGold Resources
NG
$3.33B
$581K 0.05%
141,124
-1,259
-0.9% -$5.44K
TGT icon
334
Target
TGT
$68B
$581K 0.05%
9,840
-526
-5% -$29.5K
MDIV icon
335
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$579K 0.05%
30,205
-2,526
-8% -$48.6K
PCN
336
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$578K 0.05%
33,145
-15,304
-32% -$263K
ISCG icon
337
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.02B
$577K 0.05%
20,400
+498
+3% +$13.5K
DBRG icon
338
DigitalBridge
DBRG
$2.95B
$574K 0.05%
11,433
-83
-0.7% -$4.54K
PBA icon
339
Pembina Pipeline
PBA
$27.6B
$573K 0.05%
16,314
-915
-5% -$30.5K
KMI icon
340
Kinder Morgan
KMI
$68.7B
$572K 0.05%
29,811
-6,226
-17% -$121K
CHRN
341
ChronoScale Holdings
CHRN
$3.04B
$569K 0.05%
2,090
+1,048
+101% +$372K
NEE icon
342
NextEra Energy
NEE
$177B
$566K 0.05%
15,444
-4,196
-21% -$154K
IFV icon
343
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$562K 0.05%
26,272
+1,804
+7% +$37.5K
LJPC
344
DELISTED
La Jolla Pharmaceutical Company
LJPC
$562K 0.05%
16,150
-1,275
-7% -$41K
NMS icon
345
Nuveen Minnesota Quality Municipal Income Fund
NMS
$74.2M
$556K 0.05%
36,447
+3,078
+9% +$48.4K
IYC icon
346
iShares US Consumer Discretionary ETF
IYC
$1.23B
$554K 0.05%
13,520
-11,264
-45% -$462K
IWO icon
347
iShares Russell 2000 Growth ETF
IWO
$15.1B
$551K 0.05%
3,078
-431
-12% -$73.2K
VTR icon
348
Ventas
VTR
$47.9B
$549K 0.05%
8,423
-4,235
-33% -$286K
DCI icon
349
Donaldson
DCI
$11.4B
$548K 0.05%
11,925
– –
ACN icon
350
Accenture
ACN
$108B
$538K 0.04%
3,981
+1,427
+56% +$186K
12 13
14
15 16

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MIM
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LM
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National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.