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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGX icon
276
Invesco Preferred ETF
PGX
$3.79B
$763K 0.06%
50,792
+20,174
+66% +$304K
FLOT icon
277
iShares Floating Rate Bond ETF
FLOT
$10.3B
$760K 0.06%
14,913
+1,704
+13% +$86.7K
SLB icon
278
SLB Ltd
SLB
$75B
$760K 0.06%
10,893
+1,035
+10% +$68.4K
EEMV icon
279
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$759K 0.06%
13,063
+653
+5% +$37.5K
EFG icon
280
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$757K 0.06%
9,783
-12,648
-56% -$959K
GCC icon
281
WisdomTree Enhanced Commodity Strategy Fund
GCC
$274M
$757K 0.06%
40,370
+2,032
+5% +$38.2K
VONG icon
282
Vanguard Russell 1000 Growth ETF
VONG
$45B
$753K 0.06%
23,480
-15,016
-39% -$471K
O icon
283
Realty Income
O
$59.1B
$745K 0.06%
13,446
+2,456
+22% +$136K
IBB icon
284
iShares Biotechnology ETF
IBB
$9.77B
$742K 0.06%
6,669
-9,507
-59% -$1.02M
FRI icon
285
First Trust S&P REIT Index Fund
FRI
$196M
$741K 0.06%
31,843
-32,653
-51% -$761K
SOXX icon
286
iShares Semiconductor ETF
SOXX
$48.7B
$740K 0.06%
13,998
+381
+3% +$19K
VCV icon
287
Invesco California Value Municipal Income Trust
VCV
$522M
$728K 0.06%
55,450
– –
EXK
288
Endeavour Silver
EXK
$2.83B
$727K 0.06%
305,331
+23,237
+8% +$59.8K
UPS icon
289
United Parcel Service
UPS
$88.9B
$719K 0.06%
5,984
-1,086
-15% -$123K
PHK
290
PIMCO High Income Fund
PHK
$880M
$717K 0.06%
86,183
+6,463
+8% +$55.1K
VONV icon
291
Vanguard Russell 1000 Value ETF
VONV
$21.2B
$715K 0.06%
13,798
-15,300
-53% -$780K
NRK icon
292
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$713K 0.06%
54,000
– –
GSG icon
293
iShares S&P GSCI Commodity-Indexed Trust
GSG
$968M
$712K 0.06%
47,773
-30,027
-39% -$431K
BLUE
294
DELISTED
bluebird bio
BLUE
$709K 0.06%
398
+19
+5% +$26.5K
WPC icon
295
W.P. Carey
WPC
$16.4B
$703K 0.06%
10,648
-82
-0.8% -$5.46K
NOC icon
296
Northrop Grumman
NOC
$81.2B
$701K 0.06%
2,435
+244
+11% +$65.7K
IWS icon
297
iShares Russell Mid-Cap Value ETF
IWS
$16B
$693K 0.06%
8,157
-1,456
-15% -$122K
VAW icon
298
Vanguard Materials ETF
VAW
$3.13B
$677K 0.06%
5,267
+91
+2% +$11.3K
PSLV icon
299
Sprott Physical Silver Trust
PSLV
$13.2B
$676K 0.06%
107,602
-10,449
-9% -$66.8K
GLW icon
300
Corning
GLW
$143B
$673K 0.06%
22,501
-279
-1% -$8.26K
10 11
12
13 14

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MIM
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CR
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DI
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LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
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GHA
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FPCM
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National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.