National Planning Corporation’s iShares Semiconductor ETF SOXX Stock Holding History

National Planning Corporation’s Portfolio SOXX Stock Details SOXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-13,998	Closed	-$740K	–	527
2017 Q3	$740K	Buy	13,998 +381	+3%	+$19K	0.06%	286
2017 Q2	$628K	Buy	13,617 +393	+3%	+$18.5K	0.05%	351
2017 Q1	$597K	Hold	13,224	–	–	0.05%	339
2016 Q4	$572K	Buy	13,224 +3,423	+35%	+$132K	0.04%	344
2016 Q3	$365K	Buy	+9,801	New	+$342K	0.03%	434
2015 Q1	–	Sell	-600	Closed	-$18K	–	1844
2014 Q4	$18K	Buy	+600	New	+$17.6K	﹤0.01%	1785

Other funds holding SOXX

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

National Planning Corporation's SOXX Position: Q4 2017 in Review

National Planning Corporation sold out of iShares Semiconductor ETF (SOXX) in Q4 2017, closing a stake of 13,998 shares — an estimated $740K sold.

National Planning Corporation first reported a position in SOXX in Q4 2014 and held it in 6 quarters. The position peaked at $740K in Q3 2017. 137 funds tracked by Wall St. Rank hold SOXX as of Q4 2017.

National Planning Corporation reported no remaining iShares Semiconductor ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 13,998 iShares Semiconductor ETF shares in Q4 2017, an estimated $740K.
National Planning Corporation first reported a position in iShares Semiconductor ETF in Q4 2014 and held it in 6 quarters.
National Planning Corporation's iShares Semiconductor ETF position peaked at $740K in Q3 2017.
137 funds tracked by Wall St. Rank held iShares Semiconductor ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.