MUFG Securities EMEA’s LPL Financial LPLA Stock Holding History

MUFG Securities EMEA’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-6,000	Closed	-$625K	–	426
2020 Q4	$625K	Sell	6,000 -50,000	-89%	-$4.49M	﹤0.01%	335
2020 Q3	$4.29M	Buy	+56,000	New	+$4.45M	0.04%	212
2020 Q2	–	Sell	-42,943	Closed	-$2.34M	–	464
2020 Q1	$2.34M	Buy	42,943 +12,943	+43%	+$1.04M	0.02%	277
2019 Q4	$2.77M	Buy	+30,000	New	+$2.57M	0.02%	344
2018 Q3	–	Sell	-11,500	Closed	-$754K	–	704
2018 Q2	$754K	Buy	+11,500	New	+$756K	0.01%	224

Other funds holding LPLA

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

EAM

Eagle Asset Management St Petersburg, Florida $19.6B AUM 41.58% 1-Year Est. Return

MUFG Securities EMEA's LPLA Position: Q1 2021 in Review

MUFG Securities EMEA sold out of LPL Financial (LPLA) in Q1 2021, closing a stake of 6,000 shares — an estimated $625K sold.

MUFG Securities EMEA first reported a position in LPLA in Q2 2018 and held it in 5 quarters. The position peaked at $4.29M in Q3 2020. 397 funds tracked by Wall St. Rank hold LPLA as of Q1 2021.

MUFG Securities EMEA reported no remaining LPL Financial position as of Q1 2021 after selling out during the quarter.
MUFG Securities EMEA sold 6,000 LPL Financial shares in Q1 2021, an estimated $625K.
MUFG Securities EMEA first reported a position in LPL Financial in Q2 2018 and held it in 5 quarters.
MUFG Securities EMEA's LPL Financial position peaked at $4.29M in Q3 2020.
397 funds tracked by Wall St. Rank held LPL Financial as of Q1 2021.

Based on MUFG Securities EMEA's 13F filing for Q1 2021, filed 11 May 2021.