Moors & Cabot’s Dimensional US Small Cap ETF DFAS Stock Holding History

Moors & Cabot’s Portfolio DFAS Stock Details DFAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-10,000	Closed	-$525K	–	859
2023 Q3	$525K	Hold	10,000	–	–	0.04%	420
2023 Q2	$548K	Sell	10,000 -50	-0.5%	-$2.61K	0.04%	419
2023 Q1	$530K	Hold	10,050	–	–	0.04%	419
2022 Q4	$514K	Hold	10,050	–	–	0.04%	420
2022 Q3	$468K	Buy	10,050 +5,000	+99%	+$255K	0.04%	418
2022 Q2	$242K	Hold	5,050	–	–	0.02%	636
2022 Q1	$283K	Sell	5,050 -30	-0.6%	-$1.69K	0.02%	644
2021 Q4	$305K	Hold	5,080	–	–	0.02%	624
2021 Q3	$293K	Hold	5,080	–	–	0.02%	607
2021 Q2	$297K	Buy	+5,080	New	+$296K	0.02%	573

Other funds holding DFAS

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

IFA

Index Fund Advisors Irvine, California $2.22B AUM 20.66% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BSW

Buckingham Strategic Wealth Clayton, Missouri $9.66B AUM 15.76% 1-Year Est. Return

APF

Alaska Permanent Fund Juneau, Alaska $1.57B AUM 15.23% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

TWA

TCI Wealth Advisors Tucson, Arizona $1.88B AUM 21.09% 1-Year Est. Return

Plancorp LLC Saint Louis, Missouri $4.1B AUM 25.19% 1-Year Est. Return

FCI

Financial Counselors Inc Overland Park, Kansas $70.9M AUM 16.78% 1-Year Est. Return

Moors & Cabot's DFAS Position: Q4 2023 in Review

Moors & Cabot sold out of Dimensional US Small Cap ETF (DFAS) in Q4 2023, closing a stake of 10,000 shares — an estimated $525K sold.

Moors & Cabot first reported a position in DFAS in Q2 2021 and held it in 10 quarters. The position peaked at $548K in Q2 2023. 575 funds tracked by Wall St. Rank hold DFAS as of Q4 2023.

Moors & Cabot reported no remaining Dimensional US Small Cap ETF position as of Q4 2023 after selling out during the quarter.
Moors & Cabot sold 10,000 Dimensional US Small Cap ETF shares in Q4 2023, an estimated $525K.
Moors & Cabot first reported a position in Dimensional US Small Cap ETF in Q2 2021 and held it in 10 quarters.
Moors & Cabot's Dimensional US Small Cap ETF position peaked at $548K in Q2 2023.
575 funds tracked by Wall St. Rank held Dimensional US Small Cap ETF as of Q4 2023.

Based on Moors & Cabot's 13F filing for Q4 2023, filed 14 Feb 2024.