MML Investors Services’s PhenixFIN PFX Stock Holding History

MML Investors Services’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-578	Closed	-$89K	–	1318
2017 Q1	$89K	Buy	+578	New	+$88.3K	﹤0.01%	782

Other funds holding PFX

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

SMDAM

Sumitomo Mitsui DS Asset Management Tokyo, Japan $12.4B AUM 25.9% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MML Investors Services's PFX Position: Q2 2017 in Review

MML Investors Services sold out of PhenixFIN (PFX) in Q2 2017, closing a stake of 578 shares — an estimated $89K sold.

MML Investors Services first reported a position in PFX in Q1 2017 and held it in 1 quarter. The position peaked at $89K in Q1 2017. 98 funds tracked by Wall St. Rank hold PFX as of Q2 2017.

MML Investors Services reported no remaining PhenixFIN position as of Q2 2017 after selling out during the quarter.
MML Investors Services sold 578 PhenixFIN shares in Q2 2017, an estimated $89K.
MML Investors Services first reported a position in PhenixFIN in Q1 2017 and held it in 1 quarter.
MML Investors Services's PhenixFIN position peaked at $89K in Q1 2017.
98 funds tracked by Wall St. Rank held PhenixFIN as of Q2 2017.

Based on MML Investors Services's 13F filing for Q2 2017, filed 11 Aug 2017.