Mariner’s WisdomTree Japan SmallCap Dividend Fund DFJ Stock Holding History

Mariner’s Portfolio DFJ Stock Details DFJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-6,452	Closed	-$427K	–	761
2019 Q2	$427K	Sell	6,452 -4,510	-41%	-$302K	0.01%	773
2019 Q1	$748K	Sell	10,962 -5,044	-32%	-$341K	0.01%	562
2018 Q4	$1.03M	Buy	16,006 +11,216	+234%	+$787K	0.02%	427
2018 Q3	$371K	Buy	4,790 +1,080	+29%	+$81.7K	0.01%	611
2018 Q2	$286K	Buy	+3,710	New	+$300K	0.01%	647
2016 Q4	–	Sell	-233	Closed	-$14K	–	599
2016 Q3	$14K	Buy	+233	New	+$13.7K	﹤0.01%	714

Other funds holding DFJ

MFWM

Motley Fool Wealth Management Alexandria, Virginia $884M AUM 5.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Cornerstone Capital Palo Alto, California $1B AUM 21.47% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $299B AUM 28.69% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

IAA

Ironsides Asset Advisors Rocky Mount, North Carolina $399M AUM 13.99% 1-Year Est. Return

Mariner's DFJ Position: Q3 2019 in Review

Mariner sold out of WisdomTree Japan SmallCap Dividend Fund (DFJ) in Q3 2019, closing a stake of 6,452 shares — an estimated $427K sold.

Mariner first reported a position in DFJ in Q3 2016 and held it in 6 quarters. The position peaked at $1.03M in Q4 2018. 67 funds tracked by Wall St. Rank hold DFJ as of Q3 2019.

Mariner reported no remaining WisdomTree Japan SmallCap Dividend Fund position as of Q3 2019 after selling out during the quarter.
Mariner sold 6,452 WisdomTree Japan SmallCap Dividend Fund shares in Q3 2019, an estimated $427K.
Mariner first reported a position in WisdomTree Japan SmallCap Dividend Fund in Q3 2016 and held it in 6 quarters.
Mariner's WisdomTree Japan SmallCap Dividend Fund position peaked at $1.03M in Q4 2018.
67 funds tracked by Wall St. Rank held WisdomTree Japan SmallCap Dividend Fund as of Q3 2019.

Based on Mariner's 13F filing for Q3 2019, filed 13 Nov 2019.