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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$455M
AUM Growth
-$211M
Cap. Flow
-$471M
Cap. Flow %
-103.57%
Top 10 Hldgs %
41.56%
Holding
421
New
82
Increased
57
Reduced
56
Closed
210

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$8.99M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$7.09M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$6.74M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$6.23M
5
VVR icon
Invesco Senior Income Trust
VVR
+$4.79M

Top Sells

Rank Stock Value
1
RIG icon
Transocean
RIG
+$104M
2
NOV icon
NOV
NOV
+$26.8M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$21.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$18.6M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$18.3M

Sector Composition

Rank Sector Weight
1 Technology 4.21%
2 Healthcare 3.81%
3 Industrials 2.81%
4 Financials 1.39%
5 Consumer Staples 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EL icon
201
CALL
Estee Lauder
EL
$30.4B
$11K ﹤0.01%
12,500
-109,500
-90% -$7.61M
RIG icon
202
PUT
Transocean
RIG
$5.89B
$10K ﹤0.01%
15,000
-10,800
-42% -$470K
LO
203
CALL
DELISTED
LORILLARD INC COM STK
LO
$10K ﹤0.01%
+10,000
New +$503K
IYR icon
204
PUT
iShares US Real Estate ETF
IYR
$4.67B
$9K ﹤0.01%
10,000
-15,000
-60% -$995K
ROST icon
205
CALL
Ross Stores
ROST
$80.5B
$8K ﹤0.01%
20,000
-581,400
-97% -$20.6M
UNG icon
206
PUT
United States Natural Gas Fund
UNG
$470M
$8K ﹤0.01%
+1,781
New +$685K
ADT
207
CALL
DELISTED
ADT Corp
ADT
$8K ﹤0.01%
+10,000
New +$330K
DKS icon
208
CALL
Dick's Sporting Goods
DKS
$17.5B
$4K ﹤0.01%
20,000
+10,000
+100% +$541K
OIH icon
209
PUT
VanEck Oil Services ETF
OIH
$2.06B
$1K ﹤0.01%
1,250
+250
+25% +$237K
WFM
210
CALL
DELISTED
Whole Foods Market Inc
WFM
$1K ﹤0.01%
10,000
-70,000
-88% -$3.73M
JNY
211
PUT
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$1K ﹤0.01%
+10,000
New +$149K
AA icon
212
CALL
Alcoa
AA
$11.9B
– –
-5,784
Closed -$23K
AA icon
213
PUT
Alcoa
AA
$11.9B
– –
-5,826
Closed -$2K
ABEV icon
214
CALL
Ambev
ABEV
$48.1B
– –
-55,500
Closed -$7K
ABEV icon
215
Ambev
ABEV
$48.1B
– –
-538,985
Closed -$3.96M
APA icon
216
CALL
APA Corp
APA
$13.2B
– –
-10,000
Closed -$8K
BAC icon
217
CALL
Bank of America
BAC
$435B
– –
-98,000
Closed -$100K
BAC icon
218
Bank of America
BAC
$435B
– –
-71,000
Closed -$1.1M
BAC icon
219
PUT
Bank of America
BAC
$435B
– –
-288,800
Closed -$35K
BBD icon
220
Banco Bradesco
BBD
$39.3B
– –
-65,052
Closed -$320K
BBD icon
221
PUT
Banco Bradesco
BBD
$39.3B
– –
-255,105
Closed -$13K
BHP icon
222
CALL
BHP
BHP
$215B
– –
-141,919
Closed -$219K
BHP icon
223
BHP
BHP
$215B
– –
-67,524
Closed -$3.89M
BHP icon
224
PUT
BHP
BHP
$215B
– –
-156,110
Closed -$478K
BOE icon
225
BlackRock Enhanced Global Dividend Trust
BOE
$673M
– –
-67,067
Closed -$1M
7 8
9
10 11

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q1 2014 Portfolio in Review

As of Q1 2014, Mariner Investment Group held 421 positions worth $455M, down 32% from $666M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Mariner Investment Group withdrew a net $471M in Q1 2014, closing 210 positions and reducing 56 holdings. Its most notable exit was NOV, an estimated $26.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 3.1% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Mariner Investment Group opened a new position in Nuveen Credit Strategies Income Fund worth $8.95M.

  • Mariner Investment Group's largest Q1 2014 buy was Nuveen Credit Strategies Income Fund: 940,927 shares worth $8.95M.
  • Mariner Investment Group added most to INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q1 2014, an estimated $7.09M increase.
  • Mariner Investment Group's biggest Q1 2014 reduction was Transocean, cutting an estimated $104M.
  • Mariner Investment Group fully exited NOV in Q1 2014, selling an estimated $26.8M.
  • Mariner Investment Group's ten largest holdings make up 42% of its $455M portfolio in Q1 2014.
  • Mariner Investment Group opened 82 new positions and closed 210 in Q1 2014.
  • Mariner Investment Group's portfolio value fell 32% quarter-over-quarter to $455M.

Based on Mariner Investment Group's 13F filing for Q1 2014, filed 14 May 2014.