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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$275M
Cap. Flow
+$604M
Cap. Flow %
90.68%
Top 10 Hldgs %
37.7%
Holding
452
New
185
Increased
73
Reduced
50
Closed
114

Top Buys

Rank Stock Value
1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$32.8M
2
NOV icon
NOV
NOV
+$27.2M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$23.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$17.5M
5
MMM icon
3M
MMM
+$13.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$11.4M
3
INTC icon
Intel
INTC
+$10.9M
4
CCL icon
Carnival Corporation Ltd
CCL
+$10.9M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$7.94M

Sector Composition

Rank Sector Weight
1 Energy 6.34%
2 Industrials 5.3%
3 Communication Services 3.87%
4 Financials 3.2%
5 Technology 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USO icon
201
PUT
United States Oil Fund
USO
$2.15B
$319K 0.05%
44,725
+42,537
+1,944% +$11.9M
XLK icon
202
CALL
State Street Technology Select Sector SPDR ETF
XLK
$115B
$319K 0.05%
445,000
+385,000
+642% +$6.52M
EWJ icon
203
PUT
iShares MSCI Japan ETF
EWJ
$21.9B
$304K 0.05%
+185,700
New +$8.85M
NMZ icon
204
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
$298K 0.04%
+24,834
New +$290K
BNJ
205
DELISTED
Blackrock New Jersey Muni Tr
BNJ
$293K 0.04%
+22,334
New +$295K
MAT icon
206
Mattel
MAT
$4.38B
$285K 0.04%
6,000
+1,000
+20% +$44.6K
FXI icon
207
PUT
iShares China Large-Cap ETF
FXI
$4.37B
$282K 0.04%
+221,500
New +$8.46M
TGT icon
208
PUT
Target
TGT
$65.6B
$270K 0.04%
40,000
-85,000
-68% -$5.43M
WIT icon
209
Wipro
WIT
$19.6B
$266K 0.04%
112,587
– –
XLY icon
210
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$266K 0.04%
240,000
+207,000
+627% +$6.59M
NXZ
211
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$266K 0.04%
20,954
+9,896
+89% +$126K
NPT
212
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$264K 0.04%
+21,750
New +$255K
NMY
213
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$259K 0.04%
+21,715
New +$260K
JRS icon
214
Nuveen Real Estate Income Fund
JRS
$249M
$256K 0.04%
+26,881
New +$287K
XLF icon
215
PUT
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$256K 0.04%
398,701
+375,918
+1,650% +$6.91M
ETJ
216
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
$253K 0.04%
22,428
+5,000
+29% +$55.8K
GOOG icon
217
PUT
Alphabet (Google) Class C
GOOG
$4.36T
$247K 0.04%
469,754
-2,156,051
-82% -$54.5M
NQP
218
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$244K 0.04%
19,733
– –
GOOG icon
219
CALL
Alphabet (Google) Class C
GOOG
$4.36T
$242K 0.04%
421,574
-1,260,708
-75% -$31.9M
MQT
220
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$240K 0.04%
+20,540
New +$242K
JWN
221
CALL
DELISTED
Nordstrom
JWN
$223K 0.03%
161,000
+30,900
+24% +$1.86M
MCD icon
222
McDonald's
MCD
$192B
$223K 0.03%
+2,300
New +$221K
XLV icon
223
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$220K 0.03%
147,700
+127,700
+639% +$6.83M
BHP icon
224
CALL
BHP
BHP
$215B
$219K 0.03%
141,919
+70,960
+100% +$4.11M
F icon
225
Ford
F
$58.5B
$204K 0.03%
+13,200
New +$221K
7 8
9
10 11

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Mariner Investment Group held 452 positions worth $666M, up 70% from $391M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Mariner Investment Group deployed $604M of net new capital in Q4 2013, opening 185 new positions and adding to 73 existing holdings. Its largest new stake was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, up from 2.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $38.7M trimmed.

  • Mariner Investment Group's largest Q4 2013 buy was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.
  • Mariner Investment Group added most to Invesco QQQ Trust in Q4 2013, an estimated $17.5M increase.
  • Mariner Investment Group's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • Mariner Investment Group fully exited Alphabet (Google) Class C in Q4 2013, selling an estimated $11.4M.
  • Mariner Investment Group's ten largest holdings make up 38% of its $666M portfolio in Q4 2013.
  • Mariner Investment Group opened 185 new positions and closed 114 in Q4 2013.
  • Mariner Investment Group's portfolio value rose 70% quarter-over-quarter to $666M.

Based on Mariner Investment Group's 13F filing for Q4 2013, filed 13 Feb 2014.