We are live on ! Find out more
MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$275M
Cap. Flow
+$604M
Cap. Flow %
90.68%
Top 10 Hldgs %
37.7%
Holding
452
New
185
Increased
73
Reduced
50
Closed
114

Top Buys

Rank Stock Value
1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$32.8M
2
NOV icon
NOV
NOV
+$27.2M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$23.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$17.5M
5
MMM icon
3M
MMM
+$13.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$11.4M
3
INTC icon
Intel
INTC
+$10.9M
4
CCL icon
Carnival Corporation Ltd
CCL
+$10.9M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$7.94M

Sector Composition

Rank Sector Weight
1 Energy 6.34%
2 Industrials 5.3%
3 Communication Services 3.87%
4 Financials 3.2%
5 Technology 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIT
176
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$460K 0.07%
+45,721
New +$472K
NQI
177
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$452K 0.07%
+37,377
New +$449K
SPY icon
178
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$436K 0.07%
784,900
+454,900
+138% +$80.5M
NOV icon
179
CALL
NOV
NOV
$6.93B
$434K 0.07%
287,564
-780,958
-73% -$56.8M
DMF
180
DELISTED
BNY Mellon Municipal Income
DMF
$431K 0.06%
+50,952
New +$427K
MUI
181
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$429K 0.06%
+30,840
New +$420K
MYC
182
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$426K 0.06%
+30,905
New +$434K
NQU
183
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$420K 0.06%
34,255
-32,351
-49% -$397K
RCS
184
PIMCO Strategic Income Fund
RCS
$244M
$407K 0.06%
+41,618
New +$423K
GE icon
185
CALL
GE Aerospace
GE
$374B
$394K 0.06%
44,862
+11,831
+36% +$1.49M
TIVO
186
DELISTED
TIVO INC
TIVO
$394K 0.06%
+30,000
New +$388K
PYN
187
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$390K 0.06%
+45,081
New +$397K
NZH
188
DELISTED
Nuveen Calif Div
NZH
$387K 0.06%
+33,872
New +$387K
VRE
189
DELISTED
Veris Residential
VRE
$376K 0.06%
17,500
+2,000
+13% +$41.9K
MYN icon
190
BlackRock MuniYield New York Quality Fund
MYN
$372M
$367K 0.06%
+30,400
New +$369K
LLY icon
191
Eli Lilly
LLY
$1.02T
$357K 0.05%
+7,000
New +$351K
MIY icon
192
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
$357K 0.05%
+28,656
New +$356K
BTF
193
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$352K 0.05%
+15,286
New +$343K
GS icon
194
Goldman Sachs
GS
$300B
$350K 0.05%
+1,977
New +$326K
EVN
195
Eaton Vance Municipal Income Trust
EVN
$414M
$347K 0.05%
+33,000
New +$356K
QRE
196
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$342K 0.05%
20,000
– –
BQR
197
DELISTED
BLACKROCK ECOSOLUTIONS INVESTMENT TRUST
BQR
$335K 0.05%
+42,668
New +$334K
CAT icon
198
PUT
Caterpillar
CAT
$375B
$328K 0.05%
316,900
+201,900
+176% +$17.2M
CAKE icon
199
CALL
Cheesecake Factory
CAKE
$5.04B
$323K 0.05%
80,900
– –
BBD icon
200
Banco Bradesco
BBD
$39.3B
$320K 0.05%
+65,052
New +$346K
6 7
8
9 10

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Mariner Investment Group held 452 positions worth $666M, up 70% from $391M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Mariner Investment Group deployed $604M of net new capital in Q4 2013, opening 185 new positions and adding to 73 existing holdings. Its largest new stake was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, up from 2.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $38.7M trimmed.

  • Mariner Investment Group's largest Q4 2013 buy was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.
  • Mariner Investment Group added most to Invesco QQQ Trust in Q4 2013, an estimated $17.5M increase.
  • Mariner Investment Group's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • Mariner Investment Group fully exited Alphabet (Google) Class C in Q4 2013, selling an estimated $11.4M.
  • Mariner Investment Group's ten largest holdings make up 38% of its $666M portfolio in Q4 2013.
  • Mariner Investment Group opened 185 new positions and closed 114 in Q4 2013.
  • Mariner Investment Group's portfolio value rose 70% quarter-over-quarter to $666M.

Based on Mariner Investment Group's 13F filing for Q4 2013, filed 13 Feb 2014.