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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$275M
Cap. Flow
+$604M
Cap. Flow %
90.68%
Top 10 Hldgs %
37.7%
Holding
452
New
185
Increased
73
Reduced
50
Closed
114

Top Buys

Rank Stock Value
1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$32.8M
2
NOV icon
NOV
NOV
+$27.2M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$23.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$17.5M
5
MMM icon
3M
MMM
+$13.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$11.4M
3
INTC icon
Intel
INTC
+$10.9M
4
CCL icon
Carnival Corporation Ltd
CCL
+$10.9M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$7.94M

Sector Composition

Rank Sector Weight
1 Energy 6.34%
2 Industrials 5.3%
3 Communication Services 3.87%
4 Financials 3.2%
5 Technology 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVC
151
DELISTED
MVC Capital, Inc.
MVC
$658K 0.1%
+48,744
New +$674K
EOG icon
152
CALL
EOG Resources
EOG
$79.2B
$655K 0.1%
40,000
– –
TLT icon
153
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$655K 0.1%
162,300
-89,700
-36% -$9.39M
MVT
154
DELISTED
BlackRock MuniVest Fund II
MVT
$649K 0.1%
+46,650
New +$665K
GE icon
155
GE Aerospace
GE
$374B
$645K 0.1%
4,799
-14,398
-75% -$1.81M
TSLF
156
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$642K 0.1%
+34,950
New +$672K
BUI icon
157
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$725M
$636K 0.1%
+35,618
New +$631K
VXX
158
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$629K 0.09%
+923
New +$736K
MGM icon
159
CALL
MGM Resorts International
MGM
$11.4B
$610K 0.09%
+200,000
New +$4.08M
PSF icon
160
Cohen & Steers Select Preferred & Income Fund
PSF
$234M
$604K 0.09%
+24,464
New +$586K
EMC
161
DELISTED
EMC CORPORATION
EMC
$604K 0.09%
+24,000
New +$582K
EFF
162
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$595K 0.09%
+32,788
New +$590K
LEO
163
BNY Mellon Strategic Municipals
LEO
$383M
$586K 0.09%
+77,100
New +$593K
AEO icon
164
American Eagle Outfitters
AEO
$2.88B
$576K 0.09%
40,000
-15,000
-27% -$223K
EFR
165
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$575K 0.09%
38,163
+16,569
+77% +$254K
SPY icon
166
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$560K 0.08%
+175,000
New +$31M
BFK
167
DELISTED
BlackRock Municipal Income Trust
BFK
$552K 0.08%
+43,500
New +$550K
GM icon
168
CALL
General Motors
GM
$80.4B
$533K 0.08%
265,000
+235,000
+783% +$8.88M
KMR
169
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$530K 0.08%
+7,490
New +$523K
NBL
170
CALL
DELISTED
Noble Energy, Inc.
NBL
$528K 0.08%
50,000
– –
SLB icon
171
CALL
SLB Ltd
SLB
$73.6B
$514K 0.08%
130,200
-124,100
-49% -$11.2M
T icon
172
AT&T
T
$159B
$505K 0.08%
19,007
-7,282
-28% -$192K
MVF
173
DELISTED
BlackRock MuniVest Fund
MVF
$501K 0.08%
+56,239
New +$513K
B
174
Barrick Mining
B
$61.5B
$487K 0.07%
+27,600
New +$487K
BHP icon
175
PUT
BHP
BHP
$215B
$478K 0.07%
156,110
+73,324
+89% +$4.24M
5 6
7
8 9

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Mariner Investment Group held 452 positions worth $666M, up 70% from $391M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Mariner Investment Group deployed $604M of net new capital in Q4 2013, opening 185 new positions and adding to 73 existing holdings. Its largest new stake was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, up from 2.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $38.7M trimmed.

  • Mariner Investment Group's largest Q4 2013 buy was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.
  • Mariner Investment Group added most to Invesco QQQ Trust in Q4 2013, an estimated $17.5M increase.
  • Mariner Investment Group's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • Mariner Investment Group fully exited Alphabet (Google) Class C in Q4 2013, selling an estimated $11.4M.
  • Mariner Investment Group's ten largest holdings make up 38% of its $666M portfolio in Q4 2013.
  • Mariner Investment Group opened 185 new positions and closed 114 in Q4 2013.
  • Mariner Investment Group's portfolio value rose 70% quarter-over-quarter to $666M.

Based on Mariner Investment Group's 13F filing for Q4 2013, filed 13 Feb 2014.