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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$455M
AUM Growth
-$211M
Cap. Flow
-$471M
Cap. Flow %
-103.57%
Top 10 Hldgs %
41.56%
Holding
421
New
82
Increased
57
Reduced
56
Closed
210

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$8.99M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$7.09M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$6.74M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$6.23M
5
VVR icon
Invesco Senior Income Trust
VVR
+$4.79M

Top Sells

Rank Stock Value
1
RIG icon
Transocean
RIG
+$104M
2
NOV icon
NOV
NOV
+$26.8M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$21.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$18.6M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$18.3M

Sector Composition

Rank Sector Weight
1 Technology 4.21%
2 Healthcare 3.81%
3 Industrials 2.81%
4 Financials 1.39%
5 Consumer Staples 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UVXY icon
126
PUT
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$240M
– –
0
– –
ELGX
127
DELISTED
Endologix Inc
ELGX
$450K 0.1%
+3,500
New +$544K
MVT
128
DELISTED
BlackRock MuniVest Fund II
MVT
$446K 0.1%
30,000
-16,650
-36% -$245K
NQM
129
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$439K 0.1%
31,121
-66,657
-68% -$938K
ASNA
130
DELISTED
Ascena Retail Group, Inc.
ASNA
$432K 0.09%
+1,250
New +$475K
ALXN
131
DELISTED
Alexion Pharmaceuticals
ALXN
$422K 0.09%
+2,772
New +$441K
PFE icon
132
Pfizer
PFE
$142B
$418K 0.09%
+13,702
New +$409K
MYF
133
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$407K 0.09%
+28,783
New +$404K
PQUE
134
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
$399K 0.09%
+70,000
New +$399K
MUI
135
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$385K 0.08%
27,140
-3,700
-12% -$52.3K
BTF
136
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$372K 0.08%
15,286
– –
IVH
137
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$368K 0.08%
+20,133
New +$365K
CEN
138
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$367K 0.08%
+2,132
New +$371K
TGT icon
139
Target
TGT
$68.1B
$363K 0.08%
6,000
-30,256
-83% -$1.79M
QRE
140
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$358K 0.08%
20,000
– –
CTF
141
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$353K 0.08%
21,337
-403,567
-95% -$6.86M
ASP
142
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
$350K 0.08%
+35,418
New +$341K
BUI icon
143
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$727M
$345K 0.08%
18,172
-17,446
-49% -$322K
CBA
144
DELISTED
ClearBridge American Energy MLP
CBA
$334K 0.07%
+20,600
New +$351K
GEN icon
145
Gen Digital
GEN
$16.8B
$300K 0.07%
+15,000
New +$321K
OCR
146
DELISTED
OMNICARE INC
OCR
$298K 0.07%
+5,000
New +$303K
NEV
147
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$297K 0.07%
21,400
-37,154
-63% -$513K
VTRS icon
148
Viatris
VTRS
$20.4B
$293K 0.06%
+6,000
New +$291K
TLPH icon
149
Talphera
TLPH
$68.5M
$288K 0.06%
+1,200
New +$284K
SPLS
150
DELISTED
Staples Inc
SPLS
$284K 0.06%
+25,000
New +$327K
4 5
6
7 8

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

Mariner Investment Group's Q1 2014 Portfolio in Review

As of Q1 2014, Mariner Investment Group held 421 positions worth $455M, down 32% from $666M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Mariner Investment Group withdrew a net $471M in Q1 2014, closing 210 positions and reducing 56 holdings. Its most notable exit was NOV, an estimated $26.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 3.1% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Mariner Investment Group opened a new position in Nuveen Credit Strategies Income Fund worth $8.95M.

  • Mariner Investment Group's largest Q1 2014 buy was Nuveen Credit Strategies Income Fund: 940,927 shares worth $8.95M.
  • Mariner Investment Group added most to INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q1 2014, an estimated $7.09M increase.
  • Mariner Investment Group's biggest Q1 2014 reduction was Transocean, cutting an estimated $104M.
  • Mariner Investment Group fully exited NOV in Q1 2014, selling an estimated $26.8M.
  • Mariner Investment Group's ten largest holdings make up 42% of its $455M portfolio in Q1 2014.
  • Mariner Investment Group opened 82 new positions and closed 210 in Q1 2014.
  • Mariner Investment Group's portfolio value fell 32% quarter-over-quarter to $455M.

Based on Mariner Investment Group's 13F filing for Q1 2014, filed 14 May 2014.