MIG

Mariner Investment Group Portfolio holdings

AUM $277M
This Quarter Return
+4%
1 Year Return
+14.53%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$512M
AUM Growth
+$512M
Cap. Flow
+$44.6M
Cap. Flow %
8.71%
Top 10 Hldgs %
38.63%
Holding
291
New
66
Increased
69
Reduced
43
Closed
39

Top Buys

1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$11.4M
2
RFI
Cohen & Steers Total Return Realty Fund
RFI
$5.68M
3
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$4.97M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
$4.4M
5
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$4.29M

Top Sells

1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$23.7M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$7.31M
3
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
$6.27M
4
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$5.96M
5
UMC icon
United Microelectronic
UMC
$5.02M

Sector Composition

1 Healthcare 8.5%
2 Technology 3.43%
3 Industrials 2.5%
4 Financials 1.26%
5 Real Estate 1.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JCP
101
DELISTED
J.C. Penney Company, Inc.
JCP
$1.2M 0.23%
132,000
– –
TMO icon
102
Thermo Fisher Scientific
TMO
$183B
$1.18M 0.23%
+10,000
New +$1.18M
VER
103
DELISTED
VEREIT, Inc.
VER
$1.13M 0.22%
+90,000
New +$1.13M
EFT
104
Eaton Vance Floating-Rate Income Trust
EFT
$321M
$1.13M 0.22%
+74,700
New +$1.13M
ELGX
105
DELISTED
Endologix Inc
ELGX
$1.1M 0.21%
72,200
+37,200
+106% +$566K
PFE icon
106
Pfizer
PFE
$141B
$1.04M 0.2%
35,000
+22,000
+169% +$653K
ACAS
107
DELISTED
American Capital Ltd
ACAS
$1.03M 0.2%
+67,500
New +$1.03M
IRWD icon
108
Ironwood Pharmaceuticals
IRWD
$201M
$954K 0.18%
62,200
+40,000
+180% +$614K
GE icon
109
GE Aerospace
GE
$293B
$946K 0.18%
36,000
-10,000
-22% -$263K
JGV
110
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$943K 0.18%
+64,028
New +$943K
BSL
111
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
$871K 0.17%
+48,608
New +$871K
PFX icon
112
PhenixFIN
PFX
$96.1M
$862K 0.17%
+66,000
New +$862K
ERC
113
Allspring Multi-Sector Income Fund
ERC
$266M
$855K 0.17%
+57,353
New +$855K
HCA icon
114
HCA Healthcare
HCA
$95.4B
$846K 0.16%
15,000
+10,000
+200% +$564K
SHPG
115
DELISTED
Shire pic
SHPG
$824K 0.16%
3,500
+2,000
+133% +$471K
CIE
116
DELISTED
Cobalt International Energy, Inc
CIE
$815K 0.16%
+44,400
New +$815K
ATRS
117
DELISTED
Antares Pharma, Inc.
ATRS
$792K 0.15%
296,477
– –
BFK icon
118
BlackRock Municipal Income Trust
BFK
$424M
$781K 0.15%
56,893
+19,387
+52% +$266K
LEN.B icon
119
Lennar Class B
LEN.B
$33.2B
$746K 0.14%
21,000
-6,082
-22% -$216K
DMB
120
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$185M
$743K 0.14%
62,769
-134,903
-68% -$1.6M
MUC icon
121
BlackRock MuniHoldings California Quality Fund
MUC
$973M
$740K 0.14%
51,692
-3,200
-6% -$45.8K
ASP
122
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
$736K 0.14%
71,713
+36,295
+102% +$373K
CYH icon
123
Community Health Systems
CYH
$392M
$726K 0.14%
+16,000
New +$726K
JLS icon
124
Nuveen Mortgage and Income Fund
JLS
$103M
$684K 0.13%
+27,819
New +$684K
BGT icon
125
BlackRock Floating Rate Income Trust
BGT
$319M
$668K 0.13%
47,037
-30,506
-39% -$433K
3 4
5
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