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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$275M
Cap. Flow
+$604M
Cap. Flow %
90.68%
Top 10 Hldgs %
37.7%
Holding
452
New
185
Increased
73
Reduced
50
Closed
114

Top Buys

Rank Stock Value
1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$32.8M
2
NOV icon
NOV
NOV
+$27.2M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$23.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$17.5M
5
MMM icon
3M
MMM
+$13.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$11.4M
3
INTC icon
Intel
INTC
+$10.9M
4
CCL icon
Carnival Corporation Ltd
CCL
+$10.9M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$7.94M

Sector Composition

Rank Sector Weight
1 Energy 6.34%
2 Industrials 5.3%
3 Communication Services 3.87%
4 Financials 3.2%
5 Technology 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCP
101
DELISTED
J.C. Penney Company, Inc.
JCP
$1.21M 0.18%
132,000
– –
BWG
102
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$1.16M 0.17%
+68,889
New +$1.16M
CAT icon
103
CALL
Caterpillar
CAT
$375B
$1.16M 0.17%
230,200
+104,200
+83% +$8.9M
BYM
104
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$1.15M 0.17%
+90,857
New +$1.17M
MEN
105
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$1.13M 0.17%
+108,523
New +$1.12M
NPP
106
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$1.13M 0.17%
83,123
+19,821
+31% +$262K
BAC icon
107
Bank of America
BAC
$435B
$1.1M 0.17%
+71,000
New +$1.05M
NMA
108
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$1.1M 0.16%
90,260
+40,300
+81% +$492K
PMM
109
Franklin Managed Municipal Income Trust
PMM
$267M
$1.08M 0.16%
+163,200
New +$1.09M
NFX
110
DELISTED
Newfield Exploration
NFX
$1.07M 0.16%
43,641
+10,000
+30% +$281K
BTT icon
111
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$1.01M 0.15%
+59,000
New +$1.02M
BOE icon
112
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$1M 0.15%
67,067
– –
XLNX
113
DELISTED
Xilinx Inc
XLNX
$965K 0.14%
21,007
-10,780
-34% -$485K
MBT
114
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$959K 0.14%
44,314
– –
MMD
115
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
$958K 0.14%
+60,740
New +$952K
VVR icon
116
Invesco Senior Income Trust
VVR
$457M
$958K 0.14%
190,000
+93,809
+98% +$487K
NAD icon
117
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$923K 0.14%
+73,293
New +$927K
OCSL icon
118
Oaktree Specialty Lending
OCSL
$1.02B
$922K 0.14%
+33,219
New +$983K
EL icon
119
CALL
Estee Lauder
EL
$30.4B
$921K 0.14%
122,000
-92,900
-43% -$6.73M
MYI icon
120
BlackRock MuniYield Quality Fund III
MYI
$709M
$912K 0.14%
+72,018
New +$908K
VMO icon
121
Invesco Municipal Opportunity Trust
VMO
$651M
$898K 0.13%
76,700
+19,904
+35% +$229K
WFM
122
CALL
DELISTED
Whole Foods Market Inc
WFM
$894K 0.13%
80,000
– –
XLF icon
123
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$892K 0.13%
46,477
-28,707
-38% -$528K
XLV icon
124
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$885K 0.13%
+15,964
New +$854K
SLB icon
125
PUT
SLB Ltd
SLB
$73.6B
$876K 0.13%
440,600
+245,100
+125% +$22.1M
3 4
5
6 7

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Mariner Investment Group held 452 positions worth $666M, up 70% from $391M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Mariner Investment Group deployed $604M of net new capital in Q4 2013, opening 185 new positions and adding to 73 existing holdings. Its largest new stake was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, up from 2.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $38.7M trimmed.

  • Mariner Investment Group's largest Q4 2013 buy was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.
  • Mariner Investment Group added most to Invesco QQQ Trust in Q4 2013, an estimated $17.5M increase.
  • Mariner Investment Group's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • Mariner Investment Group fully exited Alphabet (Google) Class C in Q4 2013, selling an estimated $11.4M.
  • Mariner Investment Group's ten largest holdings make up 38% of its $666M portfolio in Q4 2013.
  • Mariner Investment Group opened 185 new positions and closed 114 in Q4 2013.
  • Mariner Investment Group's portfolio value rose 70% quarter-over-quarter to $666M.

Based on Mariner Investment Group's 13F filing for Q4 2013, filed 13 Feb 2014.