MIG

Mariner Investment Group Portfolio holdings

AUM $277M
This Quarter Return
-13.91%
1 Year Return
+14.53%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$29.1M
AUM Growth
+$29.1M
Cap. Flow
-$46.7M
Cap. Flow %
-160.22%
Top 10 Hldgs %
52.79%
Holding
104
New
18
Increased
5
Reduced
13
Closed
57

Top Buys

1
AVYA
Avaya Holdings Corp. Common Stock
AVYA
$1.19M
2
VCV icon
Invesco California Value Municipal Income Trust
VCV
$1.11M
3
DSM
BNY Mellon Strategic Municipal Bond Fund
DSM
$1.06M
4
GDL
GDL Fund
GDL
$973K
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$954K

Top Sells

1
BKLN icon
Invesco Senior Loan ETF
BKLN
$7.19M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$4.75M
3
CEFL
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$2.14M
4
HQL
abrdn Life Sciences Investors
HQL
$1.93M
5
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
$1.55M

Sector Composition

1 Technology 6.85%
2 Energy 0%
3 Financials 0%
4 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PEO
76
Adams Natural Resources Fund
PEO
$584M
– –
-56,000
Closed -$922K
PMTS icon
77
CPI Card Group
PMTS
$164M
– –
-97,542
Closed -$88K
RIV
78
RiverNorth Opportunities Fund
RIV
$268M
– –
-50,500
Closed -$824K
SPY icon
79
SPDR S&P 500 ETF Trust
SPY
$656B
– –
0
– –
TEAF
80
Ecofin Sustainable & Social Impact Term Fund
TEAF
$162M
– –
-73,318
Closed -$1.2M
TPZ
81
Tortoise Power & Energy Infrastructure Fund
TPZ
$121M
– –
-28,312
Closed -$480K
VPV icon
82
Invesco Pennsylvania Value Municipal Income Trust
VPV
$179M
– –
-32,917
Closed -$434K
SMC
83
Summit Midstream Corporation
SMC
$272M
– –
-15,000
Closed -$50K
MUI
84
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-17,392
Closed -$248K
ENLC
85
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-51,900
Closed -$318K
NDP
86
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
– –
-142,410
Closed -$617K
SWN
87
DELISTED
Southwestern Energy Company
SWN
– –
-50,000
Closed -$121K
AFT
88
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-39,546
Closed -$599K
CEM
89
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-101,300
Closed -$1.14M
NTG
90
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-125,500
Closed -$1.38M
FPL
91
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
– –
-29,500
Closed -$275K
NKG
92
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
– –
-10,090
Closed -$127K
APTS
93
DELISTED
Preferred Apartment Communities, Inc.
APTS
– –
-20,000
Closed -$266K
MCA
94
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
– –
-97,904
Closed -$1.39M
FMO
95
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-155,000
Closed -$1.22M
FIV
96
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-63,311
Closed -$582K
EQM
97
DELISTED
EQM Midstream Partners, LP
EQM
– –
-11,000
Closed -$329K
GMZ
98
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
– –
-155,000
Closed -$941K
IRR
99
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
– –
-128,841
Closed -$531K
MFT
100
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
– –
-21,561
Closed -$292K
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4
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