MIG

Mariner Investment Group Portfolio holdings

AUM $277M
This Quarter Return
-0.04%
1 Year Return
+14.53%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$64.3M
AUM Growth
+$64.3M
Cap. Flow
-$285K
Cap. Flow %
-0.44%
Top 10 Hldgs %
58.32%
Holding
73
New
5
Increased
14
Reduced
20
Closed
15

Top Buys

1
BKLN icon
Invesco Senior Loan ETF
BKLN
$7.34M
2
FSK icon
FS KKR Capital
FSK
$464K
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
$461K
4
MFL
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$413K
5
AVYA
Avaya Holdings Corp. Common Stock
AVYA
$336K

Top Sells

1
EVN
Eaton Vance Municipal Income Trust
EVN
$1.33M
2
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
$1.19M
3
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$893K
4
KTF
DWS Municipal Income Trust
KTF
$708K
5
EVM
Eaton Vance California Municipal Bond Fund
EVM
$697K

Sector Composition

1 Technology 1.75%
2 Financials 1.2%
3 Communication Services 0%
4 Consumer Discretionary 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NKG
51
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$125K 0.19% 10,090 – –
PMTS icon
52
CPI Card Group
PMTS
$177M
$116K 0.18% +44,681 New +$116K
AFB
53
AllianceBernstein National Municipal Income Fund
AFB
$298M
– – -15,895 Closed -$214K
BTT icon
54
BlackRock Municipal 2030 Target Term Trust
BTT
$1.47B
– – -51,400 Closed -$1.19M
BTZ icon
55
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
– – -10,000 Closed -$130K
DDS icon
56
Dillards
DDS
$8.31B
– – 0 – –
HYG icon
57
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
– – 0 – –
JILL icon
58
J. Jill
JILL
$256M
– – -40,000 Closed -$80K
PHD
59
Pioneer Floating Rate Fund
PHD
$123M
– – -22,189 Closed -$237K
SHAK icon
60
Shake Shack
SHAK
$4.27B
– – 0 – –
SPY icon
61
SPDR S&P 500 ETF Trust
SPY
$658B
– – 0 – –
TSLA icon
62
Tesla
TSLA
$1.08T
– – 0 – –
UONEK icon
63
Urban One Class D
UONEK
$35.8M
– – -195,783 Closed -$384K
VMO icon
64
Invesco Municipal Opportunity Trust
VMO
$622M
– – -35,372 Closed -$435K
NBSE
65
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
– – -16,653 Closed -$57K
FPL
66
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
– – -14,400 Closed -$136K
NBW
67
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
– – -13,979 Closed -$190K
EXD
68
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– – -60,474 Closed -$570K
EFF
69
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– – -59,682 Closed -$893K
MEN
70
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
– – -12,652 Closed -$140K
UGAZ
71
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
– – -10,000 Closed -$164K
MORL
72
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
– – -16,593 Closed -$238K
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