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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$64.3M
AUM Growth
+$7.53M
Cap. Flow
+$6.04M
Cap. Flow %
9.39%
Top 10 Hldgs %
58.24%
Holding
73
New
7
Increased
14
Reduced
22
Closed
16

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$7.37M
2
FSK icon
FS KKR Capital
FSK
+$467K
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$463K
4
MFL
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
+$410K
5
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$386K

Top Sells

Rank Stock Value
1
EVN
Eaton Vance Municipal Income Trust
EVN
+$1.32M
2
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$1.19M
3
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$893K
4
KTF
DWS Municipal Income Trust
KTF
+$705K
5
CEFL
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
+$703K

Sector Composition

Rank Sector Weight
1 Technology 1.75%
2 Financials 1.19%
3 Communication Services 0%
4 Consumer Discretionary 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKG
51
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$125K 0.19%
10,090
– –
PMTS icon
52
CPI Card Group
PMTS
$250M
$116K 0.18%
+44,681
New +$120K
SPY icon
53
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$68K 0.11%
+40,000
New +$11.8M
HYG icon
54
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$18K 0.03%
181,400
-48,600
-21% -$4.22M
SHAK icon
55
PUT
Shake Shack
SHAK
$2.61B
$1K ﹤0.01%
+10,000
New +$883K
TSLA icon
56
PUT
Tesla
TSLA
$1.27T
$1K ﹤0.01%
150,000
-142,500
-49% -$2.23M
AFB
57
AllianceBernstein National Municipal Income Fund
AFB
$312M
– –
-15,895
Closed -$214K
BTT icon
58
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
– –
-51,400
Closed -$1.19M
BTZ icon
59
BlackRock Credit Allocation Income Trust
BTZ
$935M
– –
-10,000
Closed -$130K
DDS icon
60
CALL
Dillards
DDS
$9.47B
– –
-16,800
Closed -$55K
JILL icon
61
J. Jill
JILL
$275M
– –
-8,000
Closed -$80K
PHD
62
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-22,189
Closed -$237K
UONEK icon
63
Urban One Class D
UONEK
$23.5M
– –
-19,578
Closed -$384K
VMO icon
64
Invesco Municipal Opportunity Trust
VMO
$651M
– –
-35,372
Closed -$435K
NBSE
65
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
– –
-833
Closed -$57K
FPL
66
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
– –
-14,400
Closed -$136K
NBW
67
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
– –
-13,979
Closed -$190K
EXD
68
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– –
-60,474
Closed -$570K
EFF
69
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-59,682
Closed -$893K
MEN
70
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
– –
-12,652
Closed -$140K
UGAZ
71
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
– –
-1,000
Closed -$164K
MORL
72
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
– –
-16,593
Closed -$238K
1 2
3

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

Mariner Investment Group's Q3 2019 Portfolio in Review

As of Q3 2019, Mariner Investment Group held 73 positions worth $64.3M, up 13% from $56.8M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Mariner Investment Group deployed $6.04M of net new capital in Q3 2019, opening 7 new positions and adding to 14 existing holdings. Its largest new stake was Invesco Senior Loan ETF: 325,000 shares worth $7.34M.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.6% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Eaton Vance Municipal Income Trust, an estimated $1.32M trimmed.

  • Mariner Investment Group's largest Q3 2019 buy was Invesco Senior Loan ETF: 325,000 shares worth $7.34M.
  • Mariner Investment Group added most to BlackRock Floating Rate Income Strategies Fund in Q3 2019, an estimated $463K increase.
  • Mariner Investment Group's biggest Q3 2019 reduction was Eaton Vance Municipal Income Trust, cutting an estimated $1.32M.
  • Mariner Investment Group fully exited BlackRock Municipal 2030 Target Term Trust in Q3 2019, selling an estimated $1.19M.
  • Mariner Investment Group's ten largest holdings make up 58% of its $64.3M portfolio in Q3 2019.
  • Mariner Investment Group opened 7 new positions and closed 16 in Q3 2019.
  • Mariner Investment Group's portfolio value rose 13% quarter-over-quarter to $64.3M.

Based on Mariner Investment Group's 13F filing for Q3 2019, filed 12 Nov 2019.