MIG

Mariner Investment Group Portfolio holdings

AUM $277M
This Quarter Return
+1.72%
1 Year Return
+14.53%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$56.7M
AUM Growth
+$56.7M
Cap. Flow
-$18.1M
Cap. Flow %
-31.91%
Top 10 Hldgs %
45.69%
Holding
88
New
7
Increased
3
Reduced
32
Closed
21

Top Buys

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$1.32M
2
MFL
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$940K
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
$821K
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$230K
5
EMO
ClearBridge Energy Midstream Opportunity Fund
EMO
$184K

Top Sells

1
CLM icon
Cornerstone Strategic Value Fund
CLM
$1.73M
2
EXD
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$1.64M
3
MYJ
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$1.54M
4
RA
Brookfield Real Assets Income Fund
RA
$1.44M
5
CRF
Cornerstone Total Return Fund
CRF
$1.44M

Sector Composition

1 Technology 1.62%
2 Financials 1.3%
3 Communication Services 0.68%
4 Consumer Discretionary 0.14%
5 Healthcare 0.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AFB
51
AllianceBernstein National Municipal Income Fund
AFB
$298M
$214K 0.38% 15,895 -4,105 -21% -$55.3K
MHN icon
52
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$292M
$209K 0.37% 15,914 – –
BYM icon
53
BlackRock Municipal Income Quality Trust
BYM
$274M
$206K 0.36% 14,976 – –
NBW
54
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$190K 0.33% 13,979 -17,323 -55% -$235K
EMO
55
ClearBridge Energy Midstream Opportunity Fund
EMO
$886M
$184K 0.32% +20,000 New +$184K
UGAZ
56
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
$164K 0.29% +10,000 New +$164K
MEN
57
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$140K 0.25% 12,652 – –
FPL
58
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$136K 0.24% +14,400 New +$136K
BTZ icon
59
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$130K 0.23% +10,000 New +$130K
NKG
60
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$125K 0.22% 10,090 -37,555 -79% -$465K
JILL icon
61
J. Jill
JILL
$256M
$80K 0.14% +40,000 New +$80K
NBSE
62
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$57K 0.1% 16,653 -7,744 -32% -$26.5K
SND icon
63
Smart Sand
SND
$77.1M
– – -31,000 Closed -$138K
AMRN
64
Amarin Corp
AMRN
$311M
– – 0 – –
BFK icon
65
BlackRock Municipal Income Trust
BFK
$425M
– – -87,451 Closed -$1.18M
BNY icon
66
BlackRock New York Municipal Income Trust
BNY
$231M
– – -15,000 Closed -$196K
CLM icon
67
Cornerstone Strategic Value Fund
CLM
$2.31B
– – -142,000 Closed -$1.73M
CRF
68
Cornerstone Total Return Fund
CRF
$1.21B
– – -120,000 Closed -$1.44M
DBRG icon
69
DigitalBridge
DBRG
$2.08B
– – -25,000 Closed -$133K
DDS icon
70
Dillards
DDS
$8.31B
– – 0 – –
ETW
71
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$977M
– – -52,027 Closed -$508K
FSK icon
72
FS KKR Capital
FSK
$5.11B
– – -60,000 Closed -$364K
GHY
73
PGIM Global High Yield Fund
GHY
$546M
– – -70,000 Closed -$976K
HYG icon
74
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
– – 0 – –
LOCO icon
75
El Pollo Loco
LOCO
$319M
– – 0 – –
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