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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$275M
Cap. Flow
+$604M
Cap. Flow %
90.68%
Top 10 Hldgs %
37.7%
Holding
452
New
185
Increased
73
Reduced
50
Closed
114

Top Buys

Rank Stock Value
1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$32.8M
2
NOV icon
NOV
NOV
+$27.2M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$23.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$17.5M
5
MMM icon
3M
MMM
+$13.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$11.4M
3
INTC icon
Intel
INTC
+$10.9M
4
CCL icon
Carnival Corporation Ltd
CCL
+$10.9M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$7.94M

Sector Composition

Rank Sector Weight
1 Energy 6.34%
2 Industrials 5.3%
3 Communication Services 3.87%
4 Financials 3.2%
5 Technology 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFP
26
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$426M
$6.15M 0.92%
+299,736
New +$6.1M
EWJ icon
27
iShares MSCI Japan ETF
EWJ
$22B
$5.27M 0.79%
+108,575
New +$5.17M
UMC icon
28
United Microelectronic
UMC
$49.9B
$4.92M 0.74%
2,414,366
– –
VALE icon
29
Vale
VALE
$63.9B
$4.92M 0.74%
322,700
+125,000
+63% +$1.94M
CHL
30
DELISTED
China Mobile Limited
CHL
$4.88M 0.73%
+93,348
New +$4.97M
BIT icon
31
BlackRock Multi-Sector Income Trust
BIT
$697M
$4.83M 0.73%
+282,382
New +$4.73M
NZF icon
32
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$4.82M 0.72%
390,354
-49,674
-11% -$613K
VTA
33
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$4.79M 0.72%
371,389
+260,702
+236% +$3.3M
DO
34
DELISTED
Diamond Offshore Drilling
DO
$4.39M 0.66%
77,088
+31,627
+70% +$1.91M
MA icon
35
Mastercard
MA
$503B
$4.26M 0.64%
+50,940
New +$3.78M
WFC icon
36
Wells Fargo
WFC
$259B
$4.09M 0.61%
90,000
– –
ABEV icon
37
Ambev
ABEV
$48.4B
$3.96M 0.59%
+538,985
New +$3.94M
GT icon
38
CALL
Goodyear
GT
$2.01B
$3.95M 0.59%
500,000
– –
ARDC
39
Are Dynamic Credit Allocation Fund
ARDC
$296M
$3.9M 0.59%
+216,797
New +$3.9M
BHP icon
40
BHP
BHP
$217B
$3.89M 0.58%
67,524
+7,209
+12% +$417K
HLF icon
41
CALL
Herbalife
HLF
$1.27B
$3.59M 0.54%
400,000
– –
WWAV
42
DELISTED
The WhiteWave Foods Company
WWAV
$3.58M 0.54%
155,923
– –
WMT icon
43
Walmart Inc
WMT
$877B
$3.54M 0.53%
+135,009
New +$3.49M
EXD
44
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$3.33M 0.5%
+234,711
New +$3.44M
AGN
45
DELISTED
Allergan Inc
AGN
$3.3M 0.5%
+29,700
New +$2.84M
ARMF
46
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$3.29M 0.49%
+155,500
New +$3.38M
WYNN icon
47
CALL
Wynn Resorts
WYNN
$10.3B
$3.18M 0.48%
56,600
-93,700
-62% -$16M
PETM
48
DELISTED
PETSMART INC
PETM
$3.17M 0.48%
+43,635
New +$3.19M
REMY
49
DELISTED
REMY INTL INC NEW COMMON
REMY
$2.96M 0.44%
126,745
-66,997
-35% -$1.47M
MYD
50
DELISTED
BlackRock MuniYield Fund
MYD
$2.93M 0.44%
228,892
+215,851
+1,655% +$2.83M
1
2
3 4 5

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Mariner Investment Group held 452 positions worth $666M, up 70% from $391M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Mariner Investment Group deployed $604M of net new capital in Q4 2013, opening 185 new positions and adding to 73 existing holdings. Its largest new stake was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, up from 2.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $38.7M trimmed.

  • Mariner Investment Group's largest Q4 2013 buy was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.
  • Mariner Investment Group added most to Invesco QQQ Trust in Q4 2013, an estimated $17.5M increase.
  • Mariner Investment Group's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • Mariner Investment Group fully exited Alphabet (Google) Class C in Q4 2013, selling an estimated $11.4M.
  • Mariner Investment Group's ten largest holdings make up 38% of its $666M portfolio in Q4 2013.
  • Mariner Investment Group opened 185 new positions and closed 114 in Q4 2013.
  • Mariner Investment Group's portfolio value rose 70% quarter-over-quarter to $666M.

Based on Mariner Investment Group's 13F filing for Q4 2013, filed 13 Feb 2014.