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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$275M
Cap. Flow
+$604M
Cap. Flow %
90.68%
Top 10 Hldgs %
37.7%
Holding
452
New
185
Increased
73
Reduced
50
Closed
114

Top Buys

Rank Stock Value
1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$32.8M
2
NOV icon
NOV
NOV
+$27.2M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$23.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$17.5M
5
MMM icon
3M
MMM
+$13.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$11.4M
3
INTC icon
Intel
INTC
+$10.9M
4
CCL icon
Carnival Corporation Ltd
CCL
+$10.9M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$7.94M

Sector Composition

Rank Sector Weight
1 Energy 6.34%
2 Industrials 5.3%
3 Communication Services 3.87%
4 Financials 3.2%
5 Technology 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
426
PUT
Wells Fargo
WFC
$266B
– –
-500,000
Closed -$185K
WM icon
427
CALL
Waste Management
WM
$90.5B
– –
-50,000
Closed -$114K
WY icon
428
CALL
Weyerhaeuser
WY
$18.2B
– –
-35,000
Closed -$63K
XHB icon
429
CALL
State Street SPDR S&P Homebuilders ETF
XHB
$1.49B
– –
-55,000
Closed -$145K
MRO
430
CALL
DELISTED
Marathon Oil Corporation
MRO
– –
-52,800
Closed -$136K
BBBY
431
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-10,000
Closed -$6K
ZNGA
432
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-54,690
Closed -$201K
CZZ
433
DELISTED
Cosan Limited
CZZ
– –
-35,600
Closed -$547K
BFO
434
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
– –
-63,257
Closed -$962K
JCP
435
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-25,000
Closed -$2K
LLL
436
CALL
DELISTED
L3 Technologies, Inc.
LLL
– –
-65,000
Closed -$982K
WFT
437
CALL
DELISTED
Weatherford International plc
WFT
– –
-25,000
Closed -$24K
P
438
PUT
DELISTED
Pandora Media Inc
P
– –
-50,000
Closed -$7K
WFM
439
DELISTED
Whole Foods Market Inc
WFM
– –
-14,136
Closed -$838K
WFM
440
PUT
DELISTED
Whole Foods Market Inc
WFM
– –
-55,000
Closed -$53K
PNRA
441
CALL
DELISTED
Panera Bread Co
PNRA
– –
-51,600
Closed -$62K
PNRA
442
DELISTED
Panera Bread Co
PNRA
– –
-23,274
Closed -$3.69M
PNRA
443
PUT
DELISTED
Panera Bread Co
PNRA
– –
-48,300
Closed -$647K
LOCK
444
CALL
DELISTED
LifeLock, Inc.
LOCK
– –
-20,000
Closed -$7K
MR
445
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
– –
-93,445
Closed -$3.63M
PVA
446
DELISTED
PENN VIRGINIA CORP
PVA
– –
-93,460
Closed -$622K
KWK
447
DELISTED
QUICKSILVER RESOURCES INC
KWK
– –
-50,000
Closed -$99K
REN.WS
448
DELISTED
RESOLUTE ENERGY CORPORATION WARRANTS EXP 09/25/2014
REN.WS
– –
-50,854
Closed -$13K
OC.WS.B
449
DELISTED
OWENS CORNING INC WTS EXP 2013 SER B
OC.WS.B
– –
-74,447
Closed -$3K
DISH
450
DELISTED
DISH Network Corp.
DISH
– –
-18,000
Closed -$922K
15 16 17
18
19

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FNBTCON
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CPIM
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DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
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PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Mariner Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Mariner Investment Group held 452 positions worth $666M, up 70% from $391M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Mariner Investment Group deployed $604M of net new capital in Q4 2013, opening 185 new positions and adding to 73 existing holdings. Its largest new stake was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, up from 2.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $38.7M trimmed.

  • Mariner Investment Group's largest Q4 2013 buy was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.
  • Mariner Investment Group added most to Invesco QQQ Trust in Q4 2013, an estimated $17.5M increase.
  • Mariner Investment Group's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • Mariner Investment Group fully exited Alphabet (Google) Class C in Q4 2013, selling an estimated $11.4M.
  • Mariner Investment Group's ten largest holdings make up 38% of its $666M portfolio in Q4 2013.
  • Mariner Investment Group opened 185 new positions and closed 114 in Q4 2013.
  • Mariner Investment Group's portfolio value rose 70% quarter-over-quarter to $666M.

Based on Mariner Investment Group's 13F filing for Q4 2013, filed 13 Feb 2014.