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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$455M
AUM Growth
-$211M
Cap. Flow
-$471M
Cap. Flow %
-103.57%
Top 10 Hldgs %
41.56%
Holding
421
New
82
Increased
57
Reduced
56
Closed
210

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$8.99M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$7.09M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$6.74M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$6.23M
5
VVR icon
Invesco Senior Income Trust
VVR
+$4.79M

Top Sells

Rank Stock Value
1
RIG icon
Transocean
RIG
+$104M
2
NOV icon
NOV
NOV
+$26.8M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$21.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$18.6M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$18.3M

Sector Composition

Rank Sector Weight
1 Technology 4.21%
2 Healthcare 3.81%
3 Industrials 2.81%
4 Financials 1.39%
5 Consumer Staples 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMR
401
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
– –
-7,490
Closed -$530K
CWH.PRD
402
DELISTED
COMMONWEALTH REIT 6.50% PFD CUMV CONV SHS SER D
CWH.PRD
– –
-38,104
Closed -$782K
LEAP
403
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
– –
-87,403
Closed -$1.52M
NPY
404
DELISTED
NUVEEN (PA)PREM INCM MUNI FD-2
NPY
– –
-60,278
Closed -$717K
ESV
405
CALL
DELISTED
Ensco Rowan plc
ESV
– –
-13,525
Closed -$116K
ESV
406
PUT
DELISTED
Ensco Rowan plc
ESV
– –
-18,775
Closed -$104K
DISH
407
CALL
DELISTED
DISH Network Corp.
DISH
– –
-330,800
Closed -$1.25M
DISH
408
PUT
DELISTED
DISH Network Corp.
DISH
– –
-63,200
Closed -$139K
EMD
409
DELISTED
Western Asset Emerging Markets
EMD
– –
-63,173
Closed -$748K
NUO
410
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
– –
-14,000
Closed -$195K
CHL
411
DELISTED
China Mobile Limited
CHL
– –
-93,348
Closed -$4.88M
PHF
412
DELISTED
Pacholder High Yield
PHF
– –
-12,100
Closed -$95K
TWC
413
CALL
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-56,000
Closed -$174K
TWC
414
PUT
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-33,100
Closed -$16K
DO
415
CALL
DELISTED
Diamond Offshore Drilling
DO
– –
-84,800
Closed -$6K
DO
416
DELISTED
Diamond Offshore Drilling
DO
– –
-77,088
Closed -$4.39M
DO
417
PUT
DELISTED
Diamond Offshore Drilling
DO
– –
-87,900
Closed -$662K
TIVO
418
DELISTED
TIVO INC
TIVO
– –
-30,000
Closed -$394K
VXX
419
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-1,875
Closed -$36K
VXX
420
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-923
Closed -$629K
AGN
421
DELISTED
Allergan Inc
AGN
– –
-29,700
Closed -$3.3M
13 14 15 16
17

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CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Mariner Investment Group's Q1 2014 Portfolio in Review

As of Q1 2014, Mariner Investment Group held 421 positions worth $455M, down 32% from $666M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Mariner Investment Group withdrew a net $471M in Q1 2014, closing 210 positions and reducing 56 holdings. Its most notable exit was NOV, an estimated $26.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 3.1% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Mariner Investment Group opened a new position in Nuveen Credit Strategies Income Fund worth $8.95M.

  • Mariner Investment Group's largest Q1 2014 buy was Nuveen Credit Strategies Income Fund: 940,927 shares worth $8.95M.
  • Mariner Investment Group added most to INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q1 2014, an estimated $7.09M increase.
  • Mariner Investment Group's biggest Q1 2014 reduction was Transocean, cutting an estimated $104M.
  • Mariner Investment Group fully exited NOV in Q1 2014, selling an estimated $26.8M.
  • Mariner Investment Group's ten largest holdings make up 42% of its $455M portfolio in Q1 2014.
  • Mariner Investment Group opened 82 new positions and closed 210 in Q1 2014.
  • Mariner Investment Group's portfolio value fell 32% quarter-over-quarter to $455M.

Based on Mariner Investment Group's 13F filing for Q1 2014, filed 14 May 2014.