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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$275M
Cap. Flow
+$604M
Cap. Flow %
90.68%
Top 10 Hldgs %
37.7%
Holding
452
New
185
Increased
73
Reduced
50
Closed
114

Top Buys

Rank Stock Value
1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$32.8M
2
NOV icon
NOV
NOV
+$27.2M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$23.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$17.5M
5
MMM icon
3M
MMM
+$13.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$11.4M
3
INTC icon
Intel
INTC
+$10.9M
4
CCL icon
Carnival Corporation Ltd
CCL
+$10.9M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$7.94M

Sector Composition

Rank Sector Weight
1 Energy 6.34%
2 Industrials 5.3%
3 Communication Services 3.87%
4 Financials 3.2%
5 Technology 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEM icon
401
CALL
Newmont
NEM
$98.7B
– –
-30,000
Closed -$19K
NEM icon
402
PUT
Newmont
NEM
$98.7B
– –
-40,000
Closed -$46K
NFLX icon
403
PUT
Netflix
NFLX
$299B
– –
-700,000
Closed -$2K
NSC icon
404
CALL
Norfolk Southern
NSC
$75.4B
– –
-17,500
Closed -$93K
NTAP icon
405
CALL
NetApp
NTAP
$35B
– –
-140,000
Closed -$186K
NTAP icon
406
NetApp
NTAP
$35B
– –
-22,500
Closed -$959K
NTAP icon
407
PUT
NetApp
NTAP
$35B
– –
-215,000
Closed -$111K
PG icon
408
Procter & Gamble
PG
$336B
– –
-14,963
Closed -$1.13M
PG icon
409
PUT
Procter & Gamble
PG
$336B
– –
-83,200
Closed -$208K
PGR icon
410
PUT
Progressive
PGR
$123B
– –
-30,000
Closed -$5K
QCOM icon
411
Qualcomm
QCOM
$155B
– –
-4,000
Closed -$269K
QCOM icon
412
PUT
Qualcomm
QCOM
$155B
– –
-11,000
Closed -$14K
RDN icon
413
PUT
Radian Group
RDN
$5.18B
– –
-100,000
Closed -$58K
SBUX icon
414
CALL
Starbucks
SBUX
$120B
– –
-54,000
Closed -$532K
SIRI icon
415
CALL
SiriusXM
SIRI
$9.98B
– –
-17,000
Closed -$27K
TNL icon
416
CALL
Travel + Leisure Co
TNL
$4.66B
– –
-45,851
Closed -$14K
TNL icon
417
PUT
Travel + Leisure Co
TNL
$4.66B
– –
-45,851
Closed -$36K
TPR icon
418
PUT
Tapestry
TPR
$30.8B
– –
-10,000
Closed -$17K
UAA icon
419
PUT
Under Armour
UAA
$2.84B
– –
-40,284
Closed -$2K
UNG icon
420
CALL
United States Natural Gas Fund
UNG
$473M
– –
-6,875
Closed -$73K
UNH icon
421
CALL
UnitedHealth
UNH
$376B
– –
-50,000
Closed -$500K
UPS icon
422
CALL
United Parcel Service
UPS
$88.6B
– –
-163,000
Closed -$1.5M
URBN icon
423
CALL
Urban Outfitters
URBN
$6.35B
– –
-39,000
Closed -$23K
USB icon
424
CALL
US Bancorp
USB
$98.2B
– –
-36,000
Closed -$14K
USB icon
425
PUT
US Bancorp
USB
$98.2B
– –
-49,400
Closed -$17K
15 16
17
18 19

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Mariner Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Mariner Investment Group held 452 positions worth $666M, up 70% from $391M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Mariner Investment Group deployed $604M of net new capital in Q4 2013, opening 185 new positions and adding to 73 existing holdings. Its largest new stake was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, up from 2.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $38.7M trimmed.

  • Mariner Investment Group's largest Q4 2013 buy was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.
  • Mariner Investment Group added most to Invesco QQQ Trust in Q4 2013, an estimated $17.5M increase.
  • Mariner Investment Group's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • Mariner Investment Group fully exited Alphabet (Google) Class C in Q4 2013, selling an estimated $11.4M.
  • Mariner Investment Group's ten largest holdings make up 38% of its $666M portfolio in Q4 2013.
  • Mariner Investment Group opened 185 new positions and closed 114 in Q4 2013.
  • Mariner Investment Group's portfolio value rose 70% quarter-over-quarter to $666M.

Based on Mariner Investment Group's 13F filing for Q4 2013, filed 13 Feb 2014.