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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$455M
AUM Growth
-$211M
Cap. Flow
-$471M
Cap. Flow %
-103.57%
Top 10 Hldgs %
41.56%
Holding
421
New
82
Increased
57
Reduced
56
Closed
210

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$8.99M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$7.09M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$6.74M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$6.23M
5
VVR icon
Invesco Senior Income Trust
VVR
+$4.79M

Top Sells

Rank Stock Value
1
RIG icon
Transocean
RIG
+$104M
2
NOV icon
NOV
NOV
+$26.8M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$21.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$18.6M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$18.3M

Sector Composition

Rank Sector Weight
1 Technology 4.21%
2 Healthcare 3.81%
3 Industrials 2.81%
4 Financials 1.39%
5 Consumer Staples 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLNX
376
DELISTED
Xilinx Inc
XLNX
– –
-21,007
Closed -$965K
XLNX
377
PUT
DELISTED
Xilinx Inc
XLNX
– –
-80,000
Closed -$46K
CTB
378
PUT
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-15,300
Closed -$16K
NBL
379
CALL
DELISTED
Noble Energy, Inc.
NBL
– –
-50,000
Closed -$528K
CHK
380
CALL
DELISTED
Chesapeake Energy Corporation
CHK
– –
-106
Closed -$2K
SRF
381
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
– –
-9,485
Closed -$805K
JCP
382
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-48,800
Closed -$8K
VIAB
383
CALL
DELISTED
Viacom Inc. Class B
VIAB
– –
-10,000
Closed -$27K
WELL.PRI
384
DELISTED
Welltower Inc.
WELL.PRI
– –
-243,400
Closed -$12.5M
NFX
385
CALL
DELISTED
Newfield Exploration
NFX
– –
-20,000
Closed -$22K
NFX
386
DELISTED
Newfield Exploration
NFX
– –
-43,641
Closed -$1.07M
BNJ
387
DELISTED
Blackrock New Jersey Muni Tr
BNJ
– –
-22,334
Closed -$293K
FIG
388
CALL
DELISTED
Fortress Investment Group Llc
FIG
– –
-321,300
Closed -$164K
YHOO
389
CALL
DELISTED
Yahoo Inc
YHOO
– –
-30,000
Closed -$119K
STJ
390
CALL
DELISTED
St Jude Medical
STJ
– –
-40,000
Closed -$780K
NPI
391
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
– –
-57,695
Closed -$711K
EMC
392
CALL
DELISTED
EMC CORPORATION
EMC
– –
-30,000
Closed -$36K
EMC
393
DELISTED
EMC CORPORATION
EMC
– –
-24,000
Closed -$604K
GM.WS.A
394
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-585,821
Closed -$18.3M
CVC
395
CALL
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-10,000
Closed -$21K
TFM
396
DELISTED
THE FRESH MARKET, INC COM STK
TFM
– –
-30,000
Closed -$1.22M
PETM
397
CALL
DELISTED
PETSMART INC
PETM
– –
-36,000
Closed -$9K
PETM
398
DELISTED
PETSMART INC
PETM
– –
-43,635
Closed -$3.17M
PETM
399
PUT
DELISTED
PETSMART INC
PETM
– –
-71,400
Closed -$192K
BQR
400
DELISTED
BLACKROCK ECOSOLUTIONS INVESTMENT TRUST
BQR
– –
-42,668
Closed -$335K
13 14 15
16
17

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Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
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CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Mariner Investment Group's Q1 2014 Portfolio in Review

As of Q1 2014, Mariner Investment Group held 421 positions worth $455M, down 32% from $666M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Mariner Investment Group withdrew a net $471M in Q1 2014, closing 210 positions and reducing 56 holdings. Its most notable exit was NOV, an estimated $26.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 3.1% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Mariner Investment Group opened a new position in Nuveen Credit Strategies Income Fund worth $8.95M.

  • Mariner Investment Group's largest Q1 2014 buy was Nuveen Credit Strategies Income Fund: 940,927 shares worth $8.95M.
  • Mariner Investment Group added most to INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q1 2014, an estimated $7.09M increase.
  • Mariner Investment Group's biggest Q1 2014 reduction was Transocean, cutting an estimated $104M.
  • Mariner Investment Group fully exited NOV in Q1 2014, selling an estimated $26.8M.
  • Mariner Investment Group's ten largest holdings make up 42% of its $455M portfolio in Q1 2014.
  • Mariner Investment Group opened 82 new positions and closed 210 in Q1 2014.
  • Mariner Investment Group's portfolio value fell 32% quarter-over-quarter to $455M.

Based on Mariner Investment Group's 13F filing for Q1 2014, filed 14 May 2014.