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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$275M
Cap. Flow
+$604M
Cap. Flow %
90.68%
Top 10 Hldgs %
37.7%
Holding
452
New
185
Increased
73
Reduced
50
Closed
114

Top Buys

Rank Stock Value
1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$32.8M
2
NOV icon
NOV
NOV
+$27.2M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$23.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$17.5M
5
MMM icon
3M
MMM
+$13.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.7M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$11.4M
3
INTC icon
Intel
INTC
+$10.9M
4
CCL icon
Carnival Corporation Ltd
CCL
+$10.9M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$7.94M

Sector Composition

Rank Sector Weight
1 Energy 6.34%
2 Industrials 5.3%
3 Communication Services 3.87%
4 Financials 3.2%
5 Technology 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRFS
376
Grifois
GRFS
$5.36B
– –
-200,094
Closed -$3.03M
HES
377
DELISTED
Hess
HES
– –
-15,600
Closed -$1.21M
HOG icon
378
CALL
Harley-Davidson
HOG
$2.58B
– –
-32,200
Closed -$212K
HON icon
379
CALL
Honeywell
HON
$77B
– –
-11,129
Closed -$18K
HON icon
380
PUT
Honeywell
HON
$77B
– –
-11,129
Closed -$14K
INTC icon
381
CALL
Intel
INTC
$455B
– –
-75,000
Closed -$41K
INTC icon
382
PUT
Intel
INTC
$455B
– –
-928,200
Closed -$585K
IYR icon
383
CALL
iShares US Real Estate ETF
IYR
$4.67B
– –
-30,000
Closed -$15K
JWN
384
DELISTED
Nordstrom
JWN
– –
-65,394
Closed -$3.94M
KO icon
385
CALL
Coca-Cola
KO
$377B
– –
-115,000
Closed -$30K
KO icon
386
Coca-Cola
KO
$377B
– –
-67,700
Closed -$2.56M
KO icon
387
PUT
Coca-Cola
KO
$377B
– –
-250,000
Closed -$169K
KSS icon
388
CALL
Kohl's
KSS
$2.17B
– –
-55,000
Closed -$108K
LMT icon
389
CALL
Lockheed Martin
LMT
$134B
– –
-60,000
Closed -$1.38M
LVS icon
390
CALL
Las Vegas Sands
LVS
$31.7B
– –
-54,200
Closed -$391K
LVS icon
391
PUT
Las Vegas Sands
LVS
$31.7B
– –
-110,500
Closed -$10K
M icon
392
CALL
Macy's
M
$6.53B
– –
-52,000
Closed -$162K
MBI icon
393
PUT
MBIA
MBI
$261M
– –
-20,000
Closed -$24K
MRC
394
DELISTED
MRC Global
MRC
– –
-18,200
Closed -$488K
MRK icon
395
CALL
Merck
MRK
$322B
– –
-639,175
Closed -$254K
MRK icon
396
Merck
MRK
$322B
– –
-31,440
Closed -$1.43M
MRK icon
397
PUT
Merck
MRK
$322B
– –
-35,842
Closed -$29K
MS icon
398
CALL
Morgan Stanley
MS
$331B
– –
-100,000
Closed -$42K
MS icon
399
Morgan Stanley
MS
$331B
– –
-50,434
Closed -$1.36M
MS icon
400
PUT
Morgan Stanley
MS
$331B
– –
-67,600
Closed -$54K
14 15
16
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Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Mariner Investment Group's Q4 2013 Portfolio in Review

As of Q4 2013, Mariner Investment Group held 452 positions worth $666M, up 70% from $391M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Mariner Investment Group deployed $604M of net new capital in Q4 2013, opening 185 new positions and adding to 73 existing holdings. Its largest new stake was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, up from 2.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $38.7M trimmed.

  • Mariner Investment Group's largest Q4 2013 buy was El Paso Energy Capital Trust I: 592,868 shares worth $33.2M.
  • Mariner Investment Group added most to Invesco QQQ Trust in Q4 2013, an estimated $17.5M increase.
  • Mariner Investment Group's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $38.7M.
  • Mariner Investment Group fully exited Alphabet (Google) Class C in Q4 2013, selling an estimated $11.4M.
  • Mariner Investment Group's ten largest holdings make up 38% of its $666M portfolio in Q4 2013.
  • Mariner Investment Group opened 185 new positions and closed 114 in Q4 2013.
  • Mariner Investment Group's portfolio value rose 70% quarter-over-quarter to $666M.

Based on Mariner Investment Group's 13F filing for Q4 2013, filed 13 Feb 2014.