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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$455M
AUM Growth
-$211M
Cap. Flow
-$471M
Cap. Flow %
-103.57%
Top 10 Hldgs %
41.56%
Holding
421
New
82
Increased
57
Reduced
56
Closed
210

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$8.99M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$7.09M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$6.74M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$6.23M
5
VVR icon
Invesco Senior Income Trust
VVR
+$4.79M

Top Sells

Rank Stock Value
1
RIG icon
Transocean
RIG
+$104M
2
NOV icon
NOV
NOV
+$26.8M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$21.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$18.6M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$18.3M

Sector Composition

Rank Sector Weight
1 Technology 4.21%
2 Healthcare 3.81%
3 Industrials 2.81%
4 Financials 1.39%
5 Consumer Staples 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC icon
326
CALL
PNC Financial Services
PNC
$102B
– –
-60,000
Closed -$68K
PNC icon
327
PUT
PNC Financial Services
PNC
$102B
– –
-60,000
Closed -$31K
PYN
328
DELISTED
PIMCO New York Municipal Income Fund III
PYN
– –
-45,081
Closed -$390K
QQQ icon
329
PUT
Invesco QQQ Trust
QQQ
$485B
– –
-150,000
Closed -$113K
RCS
330
PIMCO Strategic Income Fund
RCS
$246M
– –
-41,618
Closed -$407K
RDN icon
331
Radian Group
RDN
$5.27B
– –
-10,400
Closed -$147K
RIG icon
332
CALL
Transocean
RIG
$5.82B
– –
-25,800
Closed -$68K
ROST icon
333
Ross Stores
ROST
$80.8B
– –
-290,598
Closed -$10.3M
ROST icon
334
PUT
Ross Stores
ROST
$80.8B
– –
-1,062,200
Closed -$1.89M
SIRI icon
335
SiriusXM
SIRI
$10.3B
– –
-3,246
Closed -$113K
SLB icon
336
CALL
SLB Ltd
SLB
$75.2B
– –
-130,200
Closed -$514K
SLB icon
337
SLB Ltd
SLB
$75.2B
– –
-75,143
Closed -$6.77M
SLB icon
338
PUT
SLB Ltd
SLB
$75.2B
– –
-440,600
Closed -$876K
SLV icon
339
CALL
iShares Silver Trust
SLV
$28.8B
– –
-100,000
Closed -$20K
T icon
340
CALL
AT&T
T
$161B
– –
-150,936
Closed -$49K
T icon
341
AT&T
T
$161B
– –
-19,007
Closed -$505K
T icon
342
PUT
AT&T
T
$161B
– –
-217,136
Closed -$130K
TAP icon
343
CALL
Molson Coors Class B
TAP
$7.91B
– –
-60,000
Closed -$92K
TAP icon
344
PUT
Molson Coors Class B
TAP
$7.91B
– –
-15,000
Closed -$6K
TGT icon
345
CALL
Target
TGT
$67.9B
– –
-20,400
Closed -$2K
TGT icon
346
PUT
Target
TGT
$67.9B
– –
-40,000
Closed -$270K
TLT icon
347
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
– –
-286,100
Closed -$187K
TLT icon
348
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
– –
-96,625
Closed -$9.84M
TLT icon
349
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
– –
-162,300
Closed -$655K
USO icon
350
CALL
United States Oil Fund
USO
$1.81B
– –
-76,138
Closed -$201K
12 13
14
15 16

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CPIM
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DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
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PRCP
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Mariner Investment Group's Q1 2014 Portfolio in Review

As of Q1 2014, Mariner Investment Group held 421 positions worth $455M, down 32% from $666M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Mariner Investment Group withdrew a net $471M in Q1 2014, closing 210 positions and reducing 56 holdings. Its most notable exit was NOV, an estimated $26.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 3.1% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Mariner Investment Group opened a new position in Nuveen Credit Strategies Income Fund worth $8.95M.

  • Mariner Investment Group's largest Q1 2014 buy was Nuveen Credit Strategies Income Fund: 940,927 shares worth $8.95M.
  • Mariner Investment Group added most to INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q1 2014, an estimated $7.09M increase.
  • Mariner Investment Group's biggest Q1 2014 reduction was Transocean, cutting an estimated $104M.
  • Mariner Investment Group fully exited NOV in Q1 2014, selling an estimated $26.8M.
  • Mariner Investment Group's ten largest holdings make up 42% of its $455M portfolio in Q1 2014.
  • Mariner Investment Group opened 82 new positions and closed 210 in Q1 2014.
  • Mariner Investment Group's portfolio value fell 32% quarter-over-quarter to $455M.

Based on Mariner Investment Group's 13F filing for Q1 2014, filed 14 May 2014.