MIG

Mariner Investment Group Portfolio holdings

AUM $277M
This Quarter Return
-0.99%
1 Year Return
+14.53%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$476M
AUM Growth
+$476M
Cap. Flow
-$32.8M
Cap. Flow %
-6.9%
Top 10 Hldgs %
41.4%
Holding
299
New
46
Increased
55
Reduced
55
Closed
65

Top Buys

1
DRA
Diversified Real Asset Income Fd
DRA
$6.48M
2
IVR icon
Invesco Mortgage Capital
IVR
$4.4M
3
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$4.1M
4
AGNC icon
AGNC Investment
AGNC
$3.83M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$3.77M

Top Sells

1
DSL
DoubleLine Income Solutions Fund
DSL
$6.84M
2
SLA
AMERICAN SELECT PTFL INC
SLA
$5.5M
3
MUE icon
BlackRock MuniHoldings Quality Fund II
MUE
$4.35M
4
GILD icon
Gilead Sciences
GILD
$4.12M
5
REGN icon
Regeneron Pharmaceuticals
REGN
$3.96M

Sector Composition

1 Healthcare 11.4%
2 Technology 4.22%
3 Real Estate 4.17%
4 Industrials 3.75%
5 Financials 2.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FUR
276
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
– –
-30,000
Closed -$461K
GM.WS.A
277
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-50,000
Closed -$1.33M
JAH
278
DELISTED
JARDEN CORPORATION
JAH
– –
0
– –
PVA
279
DELISTED
PENN VIRGINIA CORP
PVA
– –
0
– –
MSO
280
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
– –
-16,782
Closed -$79K
EROC
281
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
– –
-35,336
Closed -$176K
OCR
282
DELISTED
OMNICARE INC
OCR
– –
-5,000
Closed -$333K
WLT
283
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
– –
-81,000
Closed -$441K
SLXP
284
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
– –
0
– –
PETM
285
DELISTED
PETSMART INC
PETM
– –
0
– –
AUXL
286
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
– –
-13,310
Closed -$267K
CBST
287
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
– –
0
– –
JLA
288
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
– –
-12,322
Closed -$164K
QRE
289
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
– –
-25,000
Closed -$475K
SLA
290
DELISTED
AMERICAN SELECT PTFL INC
SLA
– –
-513,883
Closed -$5.5M
ASP
291
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
– –
-71,713
Closed -$736K
BSP
292
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
– –
-163,500
Closed -$1.44M
QCOR
293
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-27,100
Closed -$2.51M
MYF
294
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
– –
-10,494
Closed -$154K
JDD
295
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-102,280
Closed -$1.25M
SPLS
296
DELISTED
Staples Inc
SPLS
– –
-20,000
Closed -$217K
WWAV
297
DELISTED
The WhiteWave Foods Company
WWAV
– –
-78,507
Closed -$2.54M
JGV
298
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
– –
-64,028
Closed -$943K
VXX
299
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
0
– –
8 9 10 11
12