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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
-1%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$483M
AUM Growth
-$35.1M
Cap. Flow
+$68.3M
Cap. Flow %
14.14%
Top 10 Hldgs %
40.82%
Holding
332
New
91
Increased
62
Reduced
64
Closed
86

Top Buys

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$6.48M
2
IVR icon
Invesco Mortgage Capital
IVR
+$4.79M
3
AGNC icon
AGNC Investment
AGNC
+$4.15M
4
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
+$3.8M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.5M

Top Sells

Rank Stock Value
1
DSL
DoubleLine Income Solutions Fund
DSL
+$6.85M
2
SLA
AMERICAN SELECT PTFL INC
SLA
+$5.5M
3
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$4.35M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.9M
5
GILD icon
Gilead Sciences
GILD
+$3.79M

Sector Composition

Rank Sector Weight
1 Healthcare 11.24%
2 Technology 4.16%
3 Real Estate 4.11%
4 Industrials 3.7%
5 Financials 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
276
CALL
DELISTED
Paramount Global Class B
PARA
– –
-20,000
Closed -$56K
PDT
277
John Hancock Premium Dividend Fund
PDT
$634M
– –
-43,700
Closed -$594K
PFX icon
278
PhenixFIN
PFX
$83.1M
– –
-3,300
Closed -$862K
PG icon
279
Procter & Gamble
PG
$336B
– –
-6,000
Closed -$472K
PGZ
280
Principal Real Estate Income Fund
PGZ
$68.4M
– –
-71,229
Closed -$1.36M
PSF icon
281
Cohen & Steers Select Preferred & Income Fund
PSF
$234M
– –
-14,734
Closed -$389K
RRC icon
282
CALL
Range Resources
RRC
$9.38B
– –
-10,000
Closed -$15K
TGT icon
283
Target
TGT
$65.6B
– –
-10,000
Closed -$606K
TWN
284
Taiwan Fund
TWN
$471M
– –
-61,797
Closed -$1.27M
VGM icon
285
Invesco Trust Investment Grade Municipals
VGM
$548M
– –
-248,078
Closed -$3.23M
VMO icon
286
Invesco Municipal Opportunity Trust
VMO
$651M
– –
-130,285
Closed -$1.64M
WSM icon
287
PUT
Williams-Sonoma
WSM
$26.9B
– –
-20,000
Closed -$1K
XLE icon
288
PUT
State Street Energy Select Sector SPDR ETF
XLE
$38.5B
– –
-20,000
Closed -$20K
XLF icon
289
CALL
State Street Financial Select Sector SPDR ETF
XLF
$58B
– –
-113,915
Closed -$12K
XLU icon
290
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
– –
-70,000
Closed -$15K
XLV icon
291
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
– –
-60,000
Closed -$120K
XLY icon
292
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
– –
-130,000
Closed -$94K
ZTR
293
Virtus Total Return Fund
ZTR
$340M
– –
-94,531
Closed -$1.36M
HYB
294
DELISTED
New America High Income Fund, Inc.
HYB
– –
-22,300
Closed -$224K
MRO
295
CALL
DELISTED
Marathon Oil Corporation
MRO
– –
-20,000
Closed -$44K
FSD
296
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-81,100
Closed -$1.47M
TAST
297
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-73,705
Closed -$525K
INFI
298
CALL
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-20,000
Closed -$3K
WWE
299
DELISTED
World Wrestling Entertainment
WWE
– –
-10,000
Closed -$119K
AUD
300
DELISTED
Audacy, Inc.
AUD
– –
-27,487
Closed -$295K
10 11
12
13 14

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Mariner Investment Group's Q3 2014 Portfolio in Review

As of Q3 2014, Mariner Investment Group held 332 positions worth $483M, down 6.8% from $518M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Mariner Investment Group deployed $68.3M of net new capital in Q3 2014, opening 91 new positions and adding to 62 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 365,460 shares worth $6.48M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 8.4% a quarter earlier, followed by Technology and Real Estate.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $6.85M trimmed.

  • Mariner Investment Group's largest Q3 2014 buy was Diversified Real Asset Income Fd: 365,460 shares worth $6.48M.
  • Mariner Investment Group added most to Biogen in Q3 2014, an estimated $3.21M increase.
  • Mariner Investment Group's biggest Q3 2014 reduction was DoubleLine Income Solutions Fund, cutting an estimated $6.85M.
  • Mariner Investment Group fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $5.5M.
  • Mariner Investment Group's ten largest holdings make up 41% of its $483M portfolio in Q3 2014.
  • Mariner Investment Group opened 91 new positions and closed 86 in Q3 2014.
  • Mariner Investment Group's portfolio value fell 6.8% quarter-over-quarter to $483M.

Based on Mariner Investment Group's 13F filing for Q3 2014, filed 10 Nov 2014.