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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$455M
AUM Growth
-$211M
Cap. Flow
-$471M
Cap. Flow %
-103.57%
Top 10 Hldgs %
41.56%
Holding
421
New
82
Increased
57
Reduced
56
Closed
210

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$8.99M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$7.09M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$6.74M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$6.23M
5
VVR icon
Invesco Senior Income Trust
VVR
+$4.79M

Top Sells

Rank Stock Value
1
RIG icon
Transocean
RIG
+$104M
2
NOV icon
NOV
NOV
+$26.8M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$21.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$18.6M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$18.3M

Sector Composition

Rank Sector Weight
1 Technology 4.21%
2 Healthcare 3.81%
3 Industrials 2.81%
4 Financials 1.39%
5 Consumer Staples 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GT icon
276
CALL
Goodyear
GT
$2.04B
– –
-500,000
Closed -$3.95M
GT icon
277
PUT
Goodyear
GT
$2.04B
– –
-500,000
Closed -$25K
JRS icon
278
Nuveen Real Estate Income Fund
JRS
$247M
– –
-26,881
Closed -$256K
JWN
279
CALL
DELISTED
Nordstrom
JWN
– –
-161,000
Closed -$223K
JWN
280
PUT
DELISTED
Nordstrom
JWN
– –
-69,400
Closed -$8K
KSS icon
281
Kohl's
KSS
$2.27B
– –
-15,324
Closed -$870K
KSS icon
282
PUT
Kohl's
KSS
$2.27B
– –
-68,000
Closed -$24K
LBTYK icon
283
Liberty Global Class C
LBTYK
$3.54B
– –
-24,475
Closed -$835K
LEO
284
BNY Mellon Strategic Municipals
LEO
$385M
– –
-77,100
Closed -$586K
LLY icon
285
CALL
Eli Lilly
LLY
$1T
– –
-100,000
Closed -$16K
LLY icon
286
Eli Lilly
LLY
$1T
– –
-7,000
Closed -$357K
LLY icon
287
PUT
Eli Lilly
LLY
$1T
– –
-100,000
Closed -$30K
LULU icon
288
CALL
lululemon athletica
LULU
$14B
– –
-20,000
Closed -$31K
MA icon
289
Mastercard
MA
$499B
– –
-50,940
Closed -$4.26M
MAT icon
290
CALL
Mattel
MAT
$4.27B
– –
-90,000
Closed -$155K
MAT icon
291
Mattel
MAT
$4.27B
– –
-6,000
Closed -$285K
MAT icon
292
PUT
Mattel
MAT
$4.27B
– –
-85,000
Closed -$9K
MCD icon
293
CALL
McDonald's
MCD
$190B
– –
-51,000
Closed -$83K
MCD icon
294
McDonald's
MCD
$190B
– –
-2,300
Closed -$223K
MCD icon
295
PUT
McDonald's
MCD
$190B
– –
-78,500
Closed -$115K
META icon
296
CALL
Meta Platforms (Facebook)
META
$1.48T
– –
-15,000
Closed -$25K
MGM icon
297
CALL
MGM Resorts International
MGM
$11.6B
– –
-200,000
Closed -$610K
MIY icon
298
BlackRock MuniYield Michigan Quality Fund
MIY
$350M
– –
-28,656
Closed -$357K
MMD
299
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$281M
– –
-60,740
Closed -$958K
MMM icon
300
3M
MMM
$92.4B
– –
-125,642
Closed -$14.7M
10 11
12
13 14

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Mariner Investment Group's Q1 2014 Portfolio in Review

As of Q1 2014, Mariner Investment Group held 421 positions worth $455M, down 32% from $666M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Mariner Investment Group withdrew a net $471M in Q1 2014, closing 210 positions and reducing 56 holdings. Its most notable exit was NOV, an estimated $26.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 3.1% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Mariner Investment Group opened a new position in Nuveen Credit Strategies Income Fund worth $8.95M.

  • Mariner Investment Group's largest Q1 2014 buy was Nuveen Credit Strategies Income Fund: 940,927 shares worth $8.95M.
  • Mariner Investment Group added most to INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q1 2014, an estimated $7.09M increase.
  • Mariner Investment Group's biggest Q1 2014 reduction was Transocean, cutting an estimated $104M.
  • Mariner Investment Group fully exited NOV in Q1 2014, selling an estimated $26.8M.
  • Mariner Investment Group's ten largest holdings make up 42% of its $455M portfolio in Q1 2014.
  • Mariner Investment Group opened 82 new positions and closed 210 in Q1 2014.
  • Mariner Investment Group's portfolio value fell 32% quarter-over-quarter to $455M.

Based on Mariner Investment Group's 13F filing for Q1 2014, filed 14 May 2014.