MIG

Mariner Investment Group Portfolio holdings

AUM $277M
1-Year Return 14.53%
This Quarter Return
+4%
1 Year Return
+14.53%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$512M
AUM Growth
+$59.9M
Cap. Flow
+$42.9M
Cap. Flow %
8.39%
Top 10 Hldgs %
38.63%
Holding
291
New
66
Increased
68
Reduced
44
Closed
39

Top Buys

1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$11.4M
2
RFI
Cohen & Steers Total Return Realty Fund
RFI
$5.68M
3
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$4.97M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
$4.4M
5
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$4.29M

Top Sells

1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$23.7M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$7.31M
3
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
$6.27M
4
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$5.96M
5
UMC icon
United Microelectronic
UMC
$5.02M

Sector Composition

1 Healthcare 8.5%
2 Technology 3.43%
3 Industrials 2.5%
4 Financials 1.26%
5 Real Estate 1.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WSM icon
251
Williams-Sonoma
WSM
$24.7B
– –
0
– –
XHB icon
252
SPDR S&P Homebuilders ETF
XHB
$1.97B
– –
0
– –
XLF icon
253
Financial Select Sector SPDR Fund
XLF
$54.2B
– –
0
– –
XLI icon
254
Industrial Select Sector SPDR Fund
XLI
$23.2B
– –
0
– –
XLK icon
255
Technology Select Sector SPDR Fund
XLK
$84B
– –
0
– –
XLP icon
256
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
– –
0
– –
XLU icon
257
Utilities Select Sector SPDR Fund
XLU
$20.8B
– –
0
– –
XLV icon
258
Health Care Select Sector SPDR Fund
XLV
$33.9B
– –
0
– –
XLY icon
259
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.6B
– –
0
– –
MRO
260
DELISTED
Marathon Oil Corporation
MRO
– –
0
– –
RPT.PRD
261
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
– –
-389,867
Closed -$23.7M
CEN
262
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
– –
-2,132
Closed -$367K
BBBY
263
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
0
– –
NEV
264
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
– –
-21,400
Closed -$297K
MYC
265
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
– –
-38,084
Closed -$560K
RDS.A
266
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-20,000
Closed -$1.46M
ATHN
267
DELISTED
Athenahealth, Inc.
ATHN
– –
0
– –
GST
268
DELISTED
Gastar Exploration Inc.
GST
– –
-14,593
Closed -$80K
TWX
269
DELISTED
Time Warner Inc
TWX
– –
0
– –
WFM
270
DELISTED
Whole Foods Market Inc
WFM
– –
0
– –
SALE
271
DELISTED
RetailMeNot, Inc. Series 1
SALE
– –
0
– –
BEAV
272
DELISTED
B/E Aerospace Inc
BEAV
– –
0
– –
NZH
273
DELISTED
Nuveen Calif Div
NZH
– –
-10,495
Closed -$128K
NQM
274
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
– –
-31,121
Closed -$439K
ADT
275
DELISTED
ADT CORP
ADT
– –
0
– –
8 9 10
11
12