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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$455M
AUM Growth
-$211M
Cap. Flow
-$471M
Cap. Flow %
-103.57%
Top 10 Hldgs %
41.56%
Holding
421
New
82
Increased
57
Reduced
56
Closed
210

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$8.99M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$7.09M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$6.74M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$6.23M
5
VVR icon
Invesco Senior Income Trust
VVR
+$4.79M

Top Sells

Rank Stock Value
1
RIG icon
Transocean
RIG
+$104M
2
NOV icon
NOV
NOV
+$26.8M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$21.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$18.6M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$18.3M

Sector Composition

Rank Sector Weight
1 Technology 4.21%
2 Healthcare 3.81%
3 Industrials 2.81%
4 Financials 1.39%
5 Consumer Staples 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
251
PUT
Freeport-McMoran
FCX
$96.9B
– –
-30,100
Closed -$9K
FMN
252
Federated Hermes Premier Municipal Income Fund
FMN
$86.6M
– –
-15,084
Closed -$199K
FXI icon
253
CALL
iShares China Large-Cap ETF
FXI
$4.33B
– –
-152,400
Closed -$110K
FXI icon
254
iShares China Large-Cap ETF
FXI
$4.33B
– –
-54,000
Closed -$2.07M
FXI icon
255
PUT
iShares China Large-Cap ETF
FXI
$4.33B
– –
-221,500
Closed -$282K
FXY icon
256
PUT
Invesco CurrencyShares Japanese Yen Trust
FXY
$451M
– –
-50,000
Closed -$76K
GBAB
257
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$385M
– –
-86,764
Closed -$1.72M
GDX icon
258
CALL
VanEck Gold Miners ETF
GDX
$23.9B
– –
-75,900
Closed -$55K
GDX icon
259
VanEck Gold Miners ETF
GDX
$23.9B
– –
-1,021,500
Closed -$21.6M
GDX icon
260
PUT
VanEck Gold Miners ETF
GDX
$23.9B
– –
-1,090,100
Closed -$19.5M
GE icon
261
CALL
GE Aerospace
GE
$392B
– –
-44,862
Closed -$394K
GE icon
262
PUT
GE Aerospace
GE
$392B
– –
-25,832
Closed -$8K
GGB icon
263
Gerdau
GGB
$9.91B
– –
-302,400
Closed -$1.88M
GGN
264
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$776M
– –
-300,700
Closed -$2.71M
GLD icon
265
PUT
SPDR Gold Trust
GLD
$132B
– –
-50,000
Closed -$53K
GLW icon
266
CALL
Corning
GLW
$139B
– –
-15,000
Closed -$28K
GM icon
267
PUT
General Motors
GM
$77.4B
– –
-27,900
Closed -$22K
GNT
268
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
– –
-85,686
Closed -$859K
B
269
Barrick Mining
B
$64.2B
– –
-27,600
Closed -$487K
B
270
PUT
Barrick Mining
B
$64.2B
– –
-200,000
Closed -$64K
GOOG icon
271
CALL
Alphabet (Google) Class C
GOOG
$4.61T
– –
-421,574
Closed -$242K
GOOG icon
272
PUT
Alphabet (Google) Class C
GOOG
$4.61T
– –
-469,754
Closed -$247K
GS icon
273
CALL
Goldman Sachs
GS
$312B
– –
-40,000
Closed -$183K
GS icon
274
Goldman Sachs
GS
$312B
– –
-1,977
Closed -$350K
GS icon
275
PUT
Goldman Sachs
GS
$312B
– –
-40,000
Closed -$5K
9 10
11
12 13

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Mariner Investment Group's Q1 2014 Portfolio in Review

As of Q1 2014, Mariner Investment Group held 421 positions worth $455M, down 32% from $666M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Mariner Investment Group withdrew a net $471M in Q1 2014, closing 210 positions and reducing 56 holdings. Its most notable exit was NOV, an estimated $26.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 3.1% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Mariner Investment Group opened a new position in Nuveen Credit Strategies Income Fund worth $8.95M.

  • Mariner Investment Group's largest Q1 2014 buy was Nuveen Credit Strategies Income Fund: 940,927 shares worth $8.95M.
  • Mariner Investment Group added most to INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q1 2014, an estimated $7.09M increase.
  • Mariner Investment Group's biggest Q1 2014 reduction was Transocean, cutting an estimated $104M.
  • Mariner Investment Group fully exited NOV in Q1 2014, selling an estimated $26.8M.
  • Mariner Investment Group's ten largest holdings make up 42% of its $455M portfolio in Q1 2014.
  • Mariner Investment Group opened 82 new positions and closed 210 in Q1 2014.
  • Mariner Investment Group's portfolio value fell 32% quarter-over-quarter to $455M.

Based on Mariner Investment Group's 13F filing for Q1 2014, filed 14 May 2014.