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MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$455M
AUM Growth
-$211M
Cap. Flow
-$471M
Cap. Flow %
-103.57%
Top 10 Hldgs %
41.56%
Holding
421
New
82
Increased
57
Reduced
56
Closed
210

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$8.99M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$7.09M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$6.74M
4
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$6.23M
5
VVR icon
Invesco Senior Income Trust
VVR
+$4.79M

Top Sells

Rank Stock Value
1
RIG icon
Transocean
RIG
+$104M
2
NOV icon
NOV
NOV
+$26.8M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$21.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$18.6M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$18.3M

Sector Composition

Rank Sector Weight
1 Technology 4.21%
2 Healthcare 3.81%
3 Industrials 2.81%
4 Financials 1.39%
5 Consumer Staples 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTT icon
226
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
– –
-59,000
Closed -$1.01M
BWG
227
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
– –
-68,889
Closed -$1.16M
CAKE icon
228
CALL
Cheesecake Factory
CAKE
$5.26B
– –
-80,900
Closed -$323K
CAKE icon
229
PUT
Cheesecake Factory
CAKE
$5.26B
– –
-53,700
Closed -$3K
CAT icon
230
CALL
Caterpillar
CAT
$405B
– –
-230,200
Closed -$1.16M
CAT icon
231
PUT
Caterpillar
CAT
$405B
– –
-316,900
Closed -$328K
CHRW icon
232
CALL
C.H. Robinson
CHRW
$17.6B
– –
-60,000
Closed -$15K
CMCSA icon
233
CALL
Comcast
CMCSA
$87.1B
– –
-60,000
Closed -$28K
CMCSA icon
234
Comcast
CMCSA
$87.1B
– –
-300,554
Closed -$7.81M
CSCO icon
235
CALL
Cisco
CSCO
$474B
– –
-385,800
Closed -$188K
CSCO icon
236
PUT
Cisco
CSCO
$474B
– –
-143,900
Closed -$72K
DLR icon
237
CALL
Digital Realty Trust
DLR
$70.4B
– –
-10,000
Closed -$6K
DMF
238
DELISTED
BNY Mellon Municipal Income
DMF
– –
-50,952
Closed -$431K
EDU icon
239
New Oriental
EDU
$8.97B
– –
-73,614
Closed -$2.32M
EEM icon
240
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.5B
– –
-129,500
Closed -$83K
EEM icon
241
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.5B
– –
-50,000
Closed -$2K
EL icon
242
PUT
Estee Lauder
EL
$30.5B
– –
-83,100
Closed -$49K
EOG icon
243
CALL
EOG Resources
EOG
$75.9B
– –
-40,000
Closed -$655K
ETJ
244
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
– –
-22,428
Closed -$253K
EVN
245
Eaton Vance Municipal Income Trust
EVN
$416M
– –
-33,000
Closed -$347K
EWJ icon
246
CALL
iShares MSCI Japan ETF
EWJ
$22.2B
– –
-106,000
Closed -$119K
EWJ icon
247
iShares MSCI Japan ETF
EWJ
$22.2B
– –
-108,575
Closed -$5.27M
EWJ icon
248
PUT
iShares MSCI Japan ETF
EWJ
$22.2B
– –
-185,700
Closed -$304K
F icon
249
CALL
Ford
F
$56.2B
– –
-151,700
Closed -$6K
F icon
250
Ford
F
$56.2B
– –
-13,200
Closed -$204K
8 9
10
11 12

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return
AC
Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Mariner Investment Group's Q1 2014 Portfolio in Review

As of Q1 2014, Mariner Investment Group held 421 positions worth $455M, down 32% from $666M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Mariner Investment Group withdrew a net $471M in Q1 2014, closing 210 positions and reducing 56 holdings. Its most notable exit was NOV, an estimated $26.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.2% of assets, up from 3.1% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Mariner Investment Group opened a new position in Nuveen Credit Strategies Income Fund worth $8.95M.

  • Mariner Investment Group's largest Q1 2014 buy was Nuveen Credit Strategies Income Fund: 940,927 shares worth $8.95M.
  • Mariner Investment Group added most to INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q1 2014, an estimated $7.09M increase.
  • Mariner Investment Group's biggest Q1 2014 reduction was Transocean, cutting an estimated $104M.
  • Mariner Investment Group fully exited NOV in Q1 2014, selling an estimated $26.8M.
  • Mariner Investment Group's ten largest holdings make up 42% of its $455M portfolio in Q1 2014.
  • Mariner Investment Group opened 82 new positions and closed 210 in Q1 2014.
  • Mariner Investment Group's portfolio value fell 32% quarter-over-quarter to $455M.

Based on Mariner Investment Group's 13F filing for Q1 2014, filed 14 May 2014.