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Luminus Management

Luminus Management Portfolio holdings

AUM $146M Turnover 54.05%
1-Year Est. Return 27.83%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+27.83%
3 Year Est. Return
-8.7%
5 Year Est. Return
+20.4%
10 Year Est. Return
+118.91%
AUM
$3.92B
AUM Growth
+$451M
Cap. Flow
+$459M
Cap. Flow %
11.7%
Top 10 Hldgs %
41.9%
Holding
177
New
53
Increased
44
Reduced
22
Closed
48
Avg Time Held Equity + Options
0.6 years
Top 10 Avg Time Held Equity + Options
0.5 years
Top 20 Avg Time Held Equity + Options
0.4 years
Avg Time Held Equity only
0.7 years
Top 10 Avg Time Held Equity only
0.5 years
Top 20 Avg Time Held Equity only
0.4 years

Top Buys

Rank Stock Value
1
NSC icon
Norfolk Southern
NSC
+$118M
2
PPL icon
PPL Corp
PPL
+$100M
3
FE icon
FirstEnergy
FE
+$81.1M
4
ASH icon
Ashland
ASH
+$76.3M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$76.2M

Top Sells

Rank Stock Value
1
CSX icon
CSX Corp
CSX
+$93.6M
2
PCG icon
PG&E
PCG
+$86.5M
3
D icon
Dominion Energy
D
+$76.2M
4
XPO icon
XPO
XPO
+$65.7M
5
UNP icon
Union Pacific
UNP
+$52.3M

Sector Composition

Rank Sector Weight
1 Utilities 30.66%
2 Miscellaneous 26.9%
3 Materials 16.33%
4 Industrials 14.64%
5 Energy 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$817B
$481M 12.27%
2,225,000
+298,600
+16% +$64.5M
2016 Q1
2 quarters
FE icon
2
FirstEnergy
FE
$26.6B
$200M 5.1%
6,047,838
+2,388,311
+65% +$81.1M
2013 Q3
12 quarters
SPY icon
3
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$817B
$193M 4.93%
+893,200
New +$193M
2016 Q3
0 quarters
NSC icon
4
Norfolk Southern
NSC
$75.7B
$125M 3.2%
+1,291,475
New +$118M
2016 Q3
0 quarters
R icon
5
Ryder
R
$10.8B
$122M 3.11%
1,848,191
+178,620
+11% +$11.7M
2014 Q1
10 quarters
PPL icon
6
PPL Corp
PPL
$26.3B
$111M 2.82%
3,197,394
+2,787,394
+680% +$100M
2016 Q1
2 quarters
CNP icon
7
CenterPoint Energy
CNP
$27.3B
$106M 2.71%
4,580,998
+2,483,379
+118% +$57.9M
2015 Q2
5 quarters
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$817B
$106M 2.7%
490,289
+352,429
+256% +$76.2M
2016 Q1
2 quarters
PCG icon
9
PG&E
PCG
$39.1B
$100M 2.54%
1,627,742
-1,363,103
-46% -$86.5M
2013 Q2
13 quarters
RIO icon
10
Rio Tinto
RIO
$139B
$98.9M 2.52%
2,961,931
+1,570,898
+113% +$50.1M
2015 Q3
4 quarters
ED icon
11
Consolidated Edison
ED
$42.4B
$91M 2.32%
1,209,000
– –
2016 Q1
2 quarters
ASH icon
12
Ashland
ASH
$3.33B
$88.4M 2.25%
1,558,566
+1,329,638
+581% +$76.3M
2013 Q3
12 quarters
APD icon
13
Air Products & Chemicals
APD
$68.2B
$87.8M 2.24%
631,147
+81,569
+15% +$11.3M
2014 Q1
10 quarters
X icon
14
DELISTED
US Steel
X
$75.8M 1.93%
4,016,605
+1,643,142
+69% +$33.9M
2015 Q4
3 quarters
HON icon
15
Honeywell
HON
$69B
$71.8M 1.83%
685,220
+451,019
+193% +$47.1M
2014 Q4
7 quarters
TRP icon
16
TC Energy
TRP
$65.3B
$70.3M 1.79%
1,478,000
– –
2016 Q2
1 quarter
NEE icon
17
NextEra Energy
NEE
$172B
$68.5M 1.75%
+2,240,000
New +$70.6M
2016 Q3
0 quarters
OGE icon
18
OGE Energy
OGE
$10B
$60.1M 1.53%
1,902,243
+1,333,382
+234% +$42.2M
2015 Q4
3 quarters
SO icon
19
Southern Company
SO
$106B
$59.1M 1.51%
1,152,738
+969,528
+529% +$51.1M
2016 Q2
1 quarter
IWM icon
20
iShares Russell 2000 ETF
IWM
$75B
$58.4M 1.49%
470,400
+50,000
+12% +$6.08M
2016 Q1
2 quarters
DUK icon
21
Duke Energy
DUK
$96.8B
$57.8M 1.47%
722,523
+354,000
+96% +$29.3M
2013 Q2
13 quarters
EEM icon
22
iShares MSCI Emerging Markets ETF
EEM
$29B
$56.8M 1.45%
1,517,000
-179,000
-11% -$6.54M
2016 Q1
2 quarters
TECK icon
23
Teck Resources
TECK
$30.3B
$55.4M 1.41%
3,072,861
+2,012,760
+190% +$32.1M
2016 Q2
1 quarter
UNP icon
24
Union Pacific
UNP
$177B
$55.1M 1.4%
565,000
-559,147
-50% -$52.3M
2015 Q2
5 quarters
PEG icon
25
Public Service Enterprise Group
PEG
$36B
$48.4M 1.23%
1,156,088
-438,912
-28% -$19.3M
2016 Q2
1 quarter
1
2 3 4 5

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Luminus Management's Q3 2016 Portfolio in Review

As of Q3 2016, Luminus Management held 177 positions worth $3.92B, up 13% from $3.47B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Luminus Management deployed $459M of net new capital in Q3 2016, opening 53 new positions and adding to 44 existing holdings. Its largest new stake was Norfolk Southern: 1,291,475 shares worth $125M.

By sector, the portfolio is most concentrated in Utilities at 31% of assets, up from 27% a quarter earlier, followed by Miscellaneous and Materials.

On the sell side, the largest reduction was PG&E, an estimated $86.5M trimmed.

  • Luminus Management's largest Q3 2016 buy was Norfolk Southern: 1,291,475 shares worth $125M.
  • Luminus Management added most to PPL Corp in Q3 2016, an estimated $100M increase.
  • Luminus Management's biggest Q3 2016 reduction was PG&E, cutting an estimated $86.5M.
  • Luminus Management fully exited CSX Corp in Q3 2016, selling an estimated $93.6M.
  • Luminus Management's ten largest holdings make up 42% of its $3.92B portfolio in Q3 2016.
  • Luminus Management opened 53 new positions and closed 48 in Q3 2016.
  • Luminus Management's portfolio value rose 13% quarter-over-quarter to $3.92B.

Based on Luminus Management's 13F filing for Q3 2016, filed 14 Nov 2016.