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LM

Luminus Management Portfolio holdings

AUM $166M
1-Year Est. Return 75.95%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+75.95%
3 Year Est. Return
-13.12%
5 Year Est. Return
+27.92%
10 Year Est. Return
+125.71%
AUM
$3.92B
AUM Growth
+$451M
Cap. Flow
+$370M
Cap. Flow %
9.44%
Top 10 Hldgs %
41.9%
Holding
177
New
53
Increased
44
Reduced
22
Closed
48

Top Buys

Rank Stock Value
1
NSC icon
Norfolk Southern
NSC
+$118M
2
PPL
PPL Corp
PPL
+$100M
3
FE icon
FirstEnergy
FE
+$81.1M
4
ASH icon
Ashland
ASH
+$76.3M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$76.2M

Top Sells

Rank Stock Value
1
CSX icon
CSX Corp
CSX
+$93.6M
2
PCG icon
PG&E
PCG
+$86.5M
3
D icon
Dominion Energy
D
+$76.2M
4
XPO icon
XPO
XPO
+$65.7M
5
UNP icon
Union Pacific
UNP
+$52.3M

Sector Composition

Rank Sector Weight
1 Utilities 30.15%
2 Materials 15.89%
3 Industrials 14.64%
4 Energy 8.62%
5 Technology 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$481M 12.27%
2,225,000
+298,600
+16% +$64.5M
FE icon
2
FirstEnergy
FE
$28.1B
$200M 5.1%
6,047,838
+2,388,311
+65% +$81.1M
SPY icon
3
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$193M 4.93%
+893,200
New +$193M
NSC icon
4
Norfolk Southern
NSC
$75.2B
$125M 3.2%
+1,291,475
New +$118M
R icon
5
Ryder
R
$10.4B
$122M 3.11%
1,848,191
+178,620
+11% +$11.7M
PPL
6
PPL Corp
PPL
$26.7B
$111M 2.82%
3,197,394
+2,787,394
+680% +$100M
CNP icon
7
CenterPoint Energy
CNP
$28.1B
$106M 2.71%
4,580,998
+2,483,379
+118% +$57.9M
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$106M 2.7%
490,289
+352,429
+256% +$76.2M
PCG icon
9
PG&E
PCG
$38.4B
$99.6M 2.54%
1,627,742
-1,363,103
-46% -$86.5M
RIO icon
10
Rio Tinto
RIO
$145B
$98.9M 2.52%
2,961,931
+1,570,898
+113% +$50.1M
ED icon
11
Consolidated Edison
ED
$40.9B
$91M 2.32%
1,209,000
– –
ASH icon
12
Ashland
ASH
$3.1B
$88.4M 2.25%
1,558,566
+1,329,638
+581% +$76.3M
APD icon
13
Air Products & Chemicals
APD
$66.1B
$87.8M 2.24%
631,147
+81,569
+15% +$11.3M
X
14
DELISTED
US Steel
X
$75.8M 1.93%
4,016,605
+1,643,142
+69% +$33.9M
HON icon
15
Honeywell
HON
$71.7B
$71.8M 1.83%
685,220
+451,019
+193% +$47.1M
TRP icon
16
TC Energy
TRP
$71.4B
$70.3M 1.79%
1,478,000
– –
NEE icon
17
NextEra Energy
NEE
$184B
$68.5M 1.75%
+2,240,000
New +$70.6M
OGE icon
18
OGE Energy
OGE
$10B
$60.1M 1.53%
1,902,243
+1,333,382
+234% +$42.2M
SO icon
19
Southern Company
SO
$106B
$59.1M 1.51%
1,152,738
+969,528
+529% +$51.1M
IWM icon
20
iShares Russell 2000 ETF
IWM
$81.2B
$58.4M 1.49%
470,400
+50,000
+12% +$6.08M
DUK icon
21
Duke Energy
DUK
$98.1B
$57.8M 1.47%
722,523
+354,000
+96% +$29.3M
EEM icon
22
iShares MSCI Emerging Markets ETF
EEM
$28.1B
$56.8M 1.45%
1,517,000
-179,000
-11% -$6.54M
TECK icon
23
Teck Resources
TECK
$26.7B
$55.4M 1.41%
3,072,861
+2,012,760
+190% +$32.1M
UNP icon
24
Union Pacific
UNP
$176B
$55.1M 1.4%
565,000
-559,147
-50% -$52.3M
PEG icon
25
Public Service Enterprise Group
PEG
$38.8B
$48.4M 1.23%
1,156,088
-438,912
-28% -$19.3M
1
2 3 4 5

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Luminus Management's Q3 2016 Portfolio in Review

As of Q3 2016, Luminus Management held 177 positions worth $3.92B, up 13% from $3.47B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Luminus Management deployed $370M of net new capital in Q3 2016, opening 53 new positions and adding to 44 existing holdings. Its largest new stake was Norfolk Southern: 1,291,475 shares worth $125M.

By sector, the portfolio is most concentrated in Utilities at 30% of assets, up from 27% a quarter earlier, followed by Materials and Industrials.

On the sell side, the largest reduction was PG&E, an estimated $86.5M trimmed.

  • Luminus Management's largest Q3 2016 buy was Norfolk Southern: 1,291,475 shares worth $125M.
  • Luminus Management added most to PPL Corp in Q3 2016, an estimated $100M increase.
  • Luminus Management's biggest Q3 2016 reduction was PG&E, cutting an estimated $86.5M.
  • Luminus Management fully exited CSX Corp in Q3 2016, selling an estimated $93.6M.
  • Luminus Management's ten largest holdings make up 42% of its $3.92B portfolio in Q3 2016.
  • Luminus Management opened 53 new positions and closed 48 in Q3 2016.
  • Luminus Management's portfolio value rose 13% quarter-over-quarter to $3.92B.

Based on Luminus Management's 13F filing for Q3 2016, filed 14 Nov 2016.