We are live on ! Find out more
LM

Luminus Management Portfolio holdings

AUM $166M
1-Year Est. Return 75.95%
This Fund
S&P 500
This Quarter Est. Return
+3.83%
1 Year Est. Return
+75.95%
3 Year Est. Return
-13.12%
5 Year Est. Return
+27.92%
10 Year Est. Return
+125.71%
AUM
$1.72B
AUM Growth
+$558M
Cap. Flow
+$473M
Cap. Flow %
27.45%
Top 10 Hldgs %
51.19%
Holding
189
New
59
Increased
31
Reduced
47
Closed
51

Top Buys

Rank Stock Value
1
EXC icon
Exelon
EXC
+$140M
2
PCG icon
PG&E
PCG
+$47M
3
TEG
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
+$38.6M
4
ETR icon
Entergy
ETR
+$37.4M
5
AWK icon
American Water Works
AWK
+$27.7M

Top Sells

Rank Stock Value
1
PPL
PPL Corp
PPL
+$32.6M
2
EIX icon
Edison International
EIX
+$28.5M
3
POR icon
Portland General Electric
POR
+$25.5M
4
AEP icon
American Electric Power
AEP
+$20.9M
5
MRC
MRC Global
MRC
+$18.4M

Sector Composition

Rank Sector Weight
1 Utilities 51.16%
2 Industrials 8.29%
3 Materials 5.68%
4 Energy 4.68%
5 Technology 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
1
Exelon
EXC
$47B
$139M 8.1%
7,140,076
+6,945,198
+3,564% +$140M
CPN
2
DELISTED
Calpine Corporation
CPN
$129M 7.47%
6,596,896
+109,101
+2% +$2.12M
SPY icon
3
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$122M 7.08%
+660,000
New +$117M
DYN
4
DELISTED
Dynegy, Inc.
DYN
$111M 6.44%
5,155,268
-780,981
-13% -$15.9M
PCG icon
5
PG&E
PCG
$38.4B
$102M 5.91%
2,526,567
+1,145,650
+83% +$47M
ETR icon
6
Entergy
ETR
$52.2B
$79.6M 4.62%
2,517,666
+1,174,658
+87% +$37.4M
DUK icon
7
Duke Energy
DUK
$98.1B
$74.9M 4.35%
1,085,077
-177,942
-14% -$12.5M
NGG icon
8
National Grid
NGG
$82B
$44.8M 2.6%
710,787
-56,267
-7% -$3.37M
TEG
9
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$43.6M 2.53%
800,559
+689,759
+623% +$38.6M
VLO icon
10
CALL
Valero Energy
VLO
$93B
$36.2M 2.1%
+718,400
New +$30.3M
CMS icon
11
CMS Energy
CMS
$22.5B
$32.9M 1.91%
1,227,149
+346,430
+39% +$9.33M
MPC icon
12
CALL
Marathon Petroleum
MPC
$92.1B
$31.6M 1.84%
+690,000
New +$26.5M
AWK icon
13
American Water Works
AWK
$26.1B
$27.9M 1.62%
+661,251
New +$27.7M
POR icon
14
Portland General Electric
POR
$6.08B
$27.4M 1.59%
906,304
-869,102
-49% -$25.5M
FE icon
15
FirstEnergy
FE
$28.1B
$26M 1.51%
787,827
+718,127
+1,030% +$25.3M
SR icon
16
Spire
SR
$4.8B
$24.2M 1.4%
531,067
-81,185
-13% -$3.74M
UNP icon
17
Union Pacific
UNP
$176B
$23.8M 1.38%
+283,706
New +$22.5M
UIL
18
DELISTED
UIL HOLDINGS
UIL
$22.3M 1.3%
576,000
+26,000
+5% +$985K
PEG icon
19
Public Service Enterprise Group
PEG
$38.8B
$21.6M 1.26%
+675,130
New +$22.3M
PPL
20
PPL Corp
PPL
$26.7B
$19.9M 1.15%
709,320
-1,157,720
-62% -$32.6M
CNI icon
21
CALL
Canadian National Railway
CNI
$76.9B
$18.5M 1.08%
+325,000
New +$17.9M
POM
22
DELISTED
PEPCO HOLDINGS, INC.
POM
$18.3M 1.06%
955,374
-946,630
-50% -$18M
PBF icon
23
CALL
PBF Energy
PBF
$7.55B
$17M 0.99%
+541,300
New +$14.8M
KBR icon
24
CALL
KBR
KBR
$4.38B
$15.9M 0.93%
+500,000
New +$16.6M
CLF icon
25
PUT
Cleveland-Cliffs
CLF
$5.12B
$15.7M 0.91%
+600,000
New +$14.8M
1
2 3 4 5

Similar funds

SHC
SALT Holding Corp Wilmington, Delaware $165M AUM 37.3% 1-Year Est. Return
TLM
Twin Lions Management Stamford, Connecticut $165M AUM 10.42% 1-Year Est. Return
E3F
Eight 31 Financial Midland, Texas $166M AUM 8.23% 1-Year Est. Return
SFCM
Savoir Faire Capital Management Norwalk, Connecticut $166M AUM 4.74% 1-Year Est. Return
MCM
Moon Capital Management New York $166M AUM 54.85% 1-Year Est. Return
FOFP
Fee-Only Financial Planning Okatie, South Carolina $166M AUM 17.65% 1-Year Est. Return
GGA
Granite Group Advisors Stamford, Connecticut $165M AUM 11.6% 1-Year Est. Return
OO
Obsido Oy Tampere $165M AUM 17.18% 1-Year Est. Return

Luminus Management's Q4 2013 Portfolio in Review

As of Q4 2013, Luminus Management held 189 positions worth $1.72B, up 48% from $1.17B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Luminus Management deployed $473M of net new capital in Q4 2013, opening 59 new positions and adding to 31 existing holdings. Its largest new stake was American Water Works: 661,251 shares worth $27.9M.

By sector, the portfolio is most concentrated in Utilities at 51% of assets, down from 58% a quarter earlier, followed by Industrials and Materials.

On the sell side, the largest reduction was PPL Corp, an estimated $32.6M trimmed.

  • Luminus Management's largest Q4 2013 buy was American Water Works: 661,251 shares worth $27.9M.
  • Luminus Management added most to Exelon in Q4 2013, an estimated $140M increase.
  • Luminus Management's biggest Q4 2013 reduction was PPL Corp, cutting an estimated $32.6M.
  • Luminus Management fully exited Edison International in Q4 2013, selling an estimated $28.5M.
  • Luminus Management's ten largest holdings make up 51% of its $1.72B portfolio in Q4 2013.
  • Luminus Management opened 59 new positions and closed 51 in Q4 2013.
  • Luminus Management's portfolio value rose 48% quarter-over-quarter to $1.72B.

Based on Luminus Management's 13F filing for Q4 2013, filed 14 Feb 2014.