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LM

Luminus Management Portfolio holdings

AUM $166M
1-Year Est. Return 75.95%
This Fund
S&P 500
This Quarter Est. Return
-2.97%
1 Year Est. Return
+75.95%
3 Year Est. Return
-13.12%
5 Year Est. Return
+27.92%
10 Year Est. Return
+125.71%
AUM
$1.17B
AUM Growth
-$31.3M
Cap. Flow
+$1.6M
Cap. Flow %
0.14%
Top 10 Hldgs %
56.74%
Holding
176
New
62
Increased
25
Reduced
41
Closed
46

Top Buys

Rank Stock Value
1
ETR icon
Entergy
ETR
+$44.6M
2
POM
PEPCO HOLDINGS, INC.
POM
+$37M
3
PCG icon
PG&E
PCG
+$30M
4
POR icon
Portland General Electric
POR
+$27.9M
5
CPN
Calpine Corporation
CPN
+$25.6M

Top Sells

Rank Stock Value
1
NVE
NV ENERGY, INC
NVE
+$35M
2
AEE icon
Ameren
AEE
+$33.8M
3
DUK icon
Duke Energy
DUK
+$33M
4
AEP icon
American Electric Power
AEP
+$27.3M
5
OGE icon
OGE Energy
OGE
+$20M

Sector Composition

Rank Sector Weight
1 Utilities 58.11%
2 Energy 8.12%
3 Materials 5.77%
4 Industrials 5.01%
5 Technology 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPN
1
DELISTED
Calpine Corporation
CPN
$126M 10.82%
6,487,795
+1,291,087
+25% +$25.6M
DYN
2
DELISTED
Dynegy, Inc.
DYN
$115M 9.84%
5,936,249
-153,084
-3% -$3.1M
DUK icon
3
Duke Energy
DUK
$98.1B
$84.3M 7.24%
1,263,019
-483,574
-28% -$33M
PCG icon
4
PG&E
PCG
$38.4B
$56.5M 4.85%
1,380,917
+690,491
+100% +$30M
SPY icon
5
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$55.4M 4.76%
+330,000
New +$55.3M
PPL
6
PPL Corp
PPL
$26.7B
$52.8M 4.53%
1,867,040
-247,943
-12% -$7.11M
POR icon
7
Portland General Electric
POR
$6.08B
$50.1M 4.3%
1,775,406
+935,793
+111% +$27.9M
NGG icon
8
National Grid
NGG
$82B
$43.7M 3.75%
767,054
+46,146
+6% +$2.6M
ETR icon
9
Entergy
ETR
$52.2B
$42.4M 3.64%
+1,343,008
New +$44.6M
POM
10
DELISTED
PEPCO HOLDINGS, INC.
POM
$35.1M 3.01%
+1,902,004
New +$37M
EIX icon
11
Edison International
EIX
$29.7B
$28.5M 2.45%
619,816
+69,505
+13% +$3.29M
SR icon
12
Spire
SR
$4.8B
$27.6M 2.36%
612,252
-54,228
-8% -$2.45M
CMS icon
13
CMS Energy
CMS
$22.5B
$23.2M 1.99%
880,719
+647,839
+278% +$17.6M
MRC
14
DELISTED
MRC Global
MRC
$22.9M 1.96%
853,010
+120,274
+16% +$3.2M
UIL
15
DELISTED
UIL HOLDINGS
UIL
$20.4M 1.75%
+550,000
New +$21.3M
AEP icon
16
American Electric Power
AEP
$71.3B
$19.9M 1.71%
459,749
-612,851
-57% -$27.3M
ANDV
17
DELISTED
Andeavor
ANDV
$18.9M 1.62%
+429,672
New +$21.4M
WR
18
DELISTED
Westar Energy Inc
WR
$18.4M 1.58%
+600,000
New +$19.2M
DD
19
CALL
DELISTED
Du Pont De Nemours E I
DD
$14.6M 1.26%
263,250
+157,950
+150% +$8.63M
CLD
20
DELISTED
Cloud Peak Energy Inc
CLD
$14.4M 1.23%
979,382
+44,781
+5% +$719K
CSIQ icon
21
Canadian Solar
CSIQ
$1.03B
$14.3M 1.22%
840,167
+680,333
+426% +$9.09M
OLN icon
22
CALL
Olin
OLN
$2.53B
$12.7M 1.09%
+550,000
New +$13M
SRE icon
23
Sempra
SRE
$59.3B
$10.6M 0.91%
248,000
-176,400
-42% -$7.49M
MPC icon
24
Marathon Petroleum
MPC
$92.1B
$9.47M 0.81%
294,356
+79,730
+37% +$2.8M
EMN icon
25
Eastman Chemical
EMN
$7.78B
$8.96M 0.77%
+115,000
New +$8.86M
1
2 3 4 5

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Luminus Management's Q3 2013 Portfolio in Review

As of Q3 2013, Luminus Management held 176 positions worth $1.17B, down 2.6% from $1.2B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Luminus Management's Q3 2013 filing shows 62 new, 25 increased, 41 reduced and 46 closed positions. Its largest new stake was Entergy: 1,343,008 shares worth $42.4M. The largest sale was NV ENERGY, INC, an estimated $35M.

By sector, the portfolio is most concentrated in Utilities at 58% of assets, down from 58% a quarter earlier, followed by Energy and Materials.

  • Luminus Management's largest Q3 2013 buy was Entergy: 1,343,008 shares worth $42.4M.
  • Luminus Management added most to PG&E in Q3 2013, an estimated $30M increase.
  • Luminus Management's biggest Q3 2013 reduction was Ameren, cutting an estimated $33.8M.
  • Luminus Management fully exited NV ENERGY, INC in Q3 2013, selling an estimated $35M.
  • Luminus Management's ten largest holdings make up 57% of its $1.17B portfolio in Q3 2013.
  • Luminus Management opened 62 new positions and closed 46 in Q3 2013.
  • Luminus Management's portfolio value fell 2.6% quarter-over-quarter to $1.17B.

Based on Luminus Management's 13F filing for Q3 2013, filed 14 Nov 2013.