Luminus Management’s American Water Works AWK Stock Holding History

Luminus Management’s Portfolio AWK Stock Details AWK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-263,811	Closed	-$32.8M	–	97
2019 Q3	$32.8M	Buy	263,811 +31,967	+14%	+$3.86M	0.95%	34
2019 Q2	$26.9M	Buy	231,844 +26,028	+13%	+$2.87M	0.65%	47
2019 Q1	$21.5M	Hold	205,816	–	–	0.46%	53
2018 Q4	$18.7M	Hold	205,816	–	–	0.38%	56
2018 Q3	$18.1K	Hold	205,816	–	–	0.3%	63
2018 Q2	$17.6M	Hold	205,816	–	–	0.4%	56
2018 Q1	$16.9M	Hold	205,816	–	–	0.35%	61
2017 Q4	$18.8M	Buy	205,816 +1	+0%	+$88	0.4%	55
2017 Q3	$16.7M	Hold	205,815	–	–	0.44%	56
2017 Q2	$16M	Hold	205,815	–	–	0.34%	73
2017 Q1	$16M	Sell	205,815 -2	-0%	-$149	0.41%	57
2016 Q4	$14.9M	Buy	205,817 +5,764	+3%	+$417K	0.33%	64
2016 Q3	$15M	Buy	+200,053	New	+$15.6M	0.38%	56
2014 Q1	–	Sell	-661,251	Closed	-$27.9M	–	132
2013 Q4	$27.9M	Buy	+661,251	New	+$27.7M	1.62%	13

Other funds holding AWK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

PAMU

Pictet Asset Management (UK) London, United Kingdom $91.8B AUM 47.77% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Luminus Management's AWK Position: Q4 2019 in Review

Luminus Management sold out of American Water Works (AWK) in Q4 2019, closing a stake of 263,811 shares — an estimated $32.8M sold.

Luminus Management first reported a position in AWK in Q4 2013 and held it in 14 quarters. The position peaked at $32.8M in Q3 2019. 851 funds tracked by Wall St. Rank hold AWK as of Q4 2019.

Luminus Management reported no remaining American Water Works position as of Q4 2019 after selling out during the quarter.
Luminus Management sold 263,811 American Water Works shares in Q4 2019, an estimated $32.8M.
Luminus Management first reported a position in American Water Works in Q4 2013 and held it in 14 quarters.
Luminus Management's American Water Works position peaked at $32.8M in Q3 2019.
851 funds tracked by Wall St. Rank held American Water Works as of Q4 2019.

Based on Luminus Management's 13F filing for Q4 2019, filed 14 Feb 2020.