We are live on ! Find out more
LM

Luminus Management Portfolio holdings

AUM $166M
1-Year Est. Return 75.95%
This Fund
S&P 500
This Quarter Est. Return
+3.83%
1 Year Est. Return
+75.95%
3 Year Est. Return
-13.12%
5 Year Est. Return
+27.92%
10 Year Est. Return
+125.71%
AUM
$1.72B
AUM Growth
+$558M
Cap. Flow
+$473M
Cap. Flow %
27.45%
Top 10 Hldgs %
51.19%
Holding
189
New
59
Increased
31
Reduced
47
Closed
51

Top Buys

Rank Stock Value
1
EXC icon
Exelon
EXC
+$140M
2
PCG icon
PG&E
PCG
+$47M
3
TEG
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
+$38.6M
4
ETR icon
Entergy
ETR
+$37.4M
5
AWK icon
American Water Works
AWK
+$27.7M

Top Sells

Rank Stock Value
1
PPL
PPL Corp
PPL
+$32.6M
2
EIX icon
Edison International
EIX
+$28.5M
3
POR icon
Portland General Electric
POR
+$25.5M
4
AEP icon
American Electric Power
AEP
+$20.9M
5
MRC
MRC Global
MRC
+$18.4M

Sector Composition

Rank Sector Weight
1 Utilities 51.16%
2 Industrials 8.29%
3 Materials 5.68%
4 Energy 4.68%
5 Technology 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIR
176
DELISTED
CIRCOR International, Inc
CIR
– –
-4,000
Closed -$249K
AIMC
177
DELISTED
Altra Industrial Motion Corp
AIMC
– –
-40,305
Closed -$1.08M
NAV
178
DELISTED
Navistar International
NAV
– –
-16,000
Closed -$584K
HDS
179
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-42,600
Closed -$936K
MDR
180
DELISTED
McDermott International
MDR
– –
-177,191
Closed -$4.15M
MXWL
181
DELISTED
Maxwell Technologies Inc
MXWL
– –
-46,050
Closed -$417K
WGL
182
DELISTED
Wgl Holdings
WGL
– –
-66,867
Closed -$2.86M
AGU
183
DELISTED
Agrium
AGU
– –
-61,500
Closed -$5.17M
VAL
184
DELISTED
Valspar
VAL
– –
-17,200
Closed -$1.09M
JOY
185
CALL
DELISTED
Joy Global Inc
JOY
– –
-50,000
Closed -$2.55M
FWLT
186
CALL
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
– –
-50,000
Closed -$1.32M
PNY
187
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
– –
-187,174
Closed -$6.15M
GAS
188
DELISTED
AGL Resources Inc
GAS
– –
-107,026
Closed -$4.93M
EE
189
DELISTED
El Paso Electric Company
EE
– –
-55,700
Closed -$1.86M
4 5 6 7
8

Similar funds

SHC
SALT Holding Corp Wilmington, Delaware $165M AUM 37.3% 1-Year Est. Return
TLM
Twin Lions Management Stamford, Connecticut $165M AUM 10.42% 1-Year Est. Return
E3F
Eight 31 Financial Midland, Texas $166M AUM 8.23% 1-Year Est. Return
SFCM
Savoir Faire Capital Management Norwalk, Connecticut $166M AUM 4.74% 1-Year Est. Return
MCM
Moon Capital Management New York $166M AUM 54.85% 1-Year Est. Return
FOFP
Fee-Only Financial Planning Okatie, South Carolina $166M AUM 17.65% 1-Year Est. Return
OO
Obsido Oy Tampere $165M AUM 17.18% 1-Year Est. Return
GC
Gould Capital Tacoma, Washington $165M AUM 19.29% 1-Year Est. Return

Luminus Management's Q4 2013 Portfolio in Review

As of Q4 2013, Luminus Management held 189 positions worth $1.72B, up 48% from $1.17B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Luminus Management deployed $473M of net new capital in Q4 2013, opening 59 new positions and adding to 31 existing holdings. Its largest new stake was American Water Works: 661,251 shares worth $27.9M.

By sector, the portfolio is most concentrated in Utilities at 51% of assets, down from 58% a quarter earlier, followed by Industrials and Materials.

On the sell side, the largest reduction was PPL Corp, an estimated $32.6M trimmed.

  • Luminus Management's largest Q4 2013 buy was American Water Works: 661,251 shares worth $27.9M.
  • Luminus Management added most to Exelon in Q4 2013, an estimated $140M increase.
  • Luminus Management's biggest Q4 2013 reduction was PPL Corp, cutting an estimated $32.6M.
  • Luminus Management fully exited Edison International in Q4 2013, selling an estimated $28.5M.
  • Luminus Management's ten largest holdings make up 51% of its $1.72B portfolio in Q4 2013.
  • Luminus Management opened 59 new positions and closed 51 in Q4 2013.
  • Luminus Management's portfolio value rose 48% quarter-over-quarter to $1.72B.

Based on Luminus Management's 13F filing for Q4 2013, filed 14 Feb 2014.