LPL Financial’s TORTOISE PIPELINE & ENERGY FUND, INC. TTP Stock Holding History

LPL Financial’s Portfolio TTP Stock Details TTP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-7,346	Closed	-$407K	–	3100
2016 Q1	$407K	Buy	7,346 +3,553	+94%	+$181K	﹤0.01%	2302
2015 Q4	$221K	Sell	3,793 -1,297	-25%	-$91.9K	﹤0.01%	2753
2015 Q3	$409K	Buy	5,090 +2,045	+67%	+$183K	﹤0.01%	1962
2015 Q2	$307K	Buy	3,045 +258	+9%	+$29K	﹤0.01%	2290
2015 Q1	$317K	Sell	2,787 -216	-7%	-$24.8K	﹤0.01%	2200
2014 Q4	$369K	Buy	3,003 +119	+4%	+$15.1K	﹤0.01%	1992
2014 Q3	$395K	Buy	2,884 +206	+8%	+$28.9K	﹤0.01%	1963
2014 Q2	$381K	Buy	2,678 +497	+23%	+$63.6K	﹤0.01%	2008
2014 Q1	$254K	Buy	+2,181	New	+$247K	﹤0.01%	2261
2013 Q3	–	Sell	-2,534	Closed	-$290K	–	2602
2013 Q2	$290K	Buy	+2,534	New	+$291K	﹤0.01%	1926

Other funds holding TTP

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial's TTP Position: Q2 2016 in Review

LPL Financial sold out of TORTOISE PIPELINE & ENERGY FUND, INC. (TTP) in Q2 2016, closing a stake of 7,346 shares — an estimated $407K sold.

LPL Financial first reported a position in TTP in Q2 2013 and held it in 10 quarters. The position peaked at $409K in Q3 2015. 36 funds tracked by Wall St. Rank hold TTP as of Q2 2016.

LPL Financial reported no remaining TORTOISE PIPELINE & ENERGY FUND, INC. position as of Q2 2016 after selling out during the quarter.
LPL Financial sold 7,346 TORTOISE PIPELINE & ENERGY FUND, INC. shares in Q2 2016, an estimated $407K.
LPL Financial first reported a position in TORTOISE PIPELINE & ENERGY FUND, INC. in Q2 2013 and held it in 10 quarters.
LPL Financial's TORTOISE PIPELINE & ENERGY FUND, INC. position peaked at $409K in Q3 2015.
36 funds tracked by Wall St. Rank held TORTOISE PIPELINE & ENERGY FUND, INC. as of Q2 2016.

Based on LPL Financial's 13F filing for Q2 2016, filed 15 Aug 2016.