LPL Financial
SMBS

LPL Financial’s Schwab Mortgage-Backed Securities ETF SMBS Stock Holding History

LPL Financial’s Portfolio SMBS Stock Details SMBS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$1.04M Sell
40,892
-6,599
-14% -$168K ﹤0.01% 4385
2026
Q1 		$1.21M Buy
47,491
+18,164
+62% +$468K ﹤0.01% 4004
2025
Q4 		$753K Buy
29,327
+4,904
+20% +$126K ﹤0.01% 4356
2025
Q3 		$628K Buy
24,423
+7,743
+46% +$197K ﹤0.01% 4435
2025
Q2 		$425K Buy
+16,680
New +$419K ﹤0.01% 4512

Other funds holding SMBS

Charles Schwab
Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return
CI
CacheTech Inc Logan, Utah $618M AUM 37.94% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $522M AUM 38.58% 1-Year Est. Return
SWM
Schwallier Wealth Management Grand Rapids, Michigan $158M AUM 16.81% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return
SF
Summit Financial Parsippany, New Jersey $9.12B AUM 27.44% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return
Jane Street
Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

LPL Financial's SMBS Position: Q2 2026 in Review

LPL Financial reduced its Schwab Mortgage-Backed Securities ETF (SMBS) stake by 14% in Q2 2026, selling an estimated $168K and leaving 40,892 shares worth $1.04M. The position accounts for ﹤0.01% of the portfolio, ranked #4385.

LPL Financial first reported a position in SMBS in Q2 2025 and has held it in 5 quarters since. The position peaked at $1.21M in Q1 2026. 81 funds tracked by Wall St. Rank hold SMBS as of Q2 2026.

  • LPL Financial held 40,892 shares of Schwab Mortgage-Backed Securities ETF worth $1.04M as of Q2 2026.
  • LPL Financial sold 6,599 Schwab Mortgage-Backed Securities ETF shares in Q2 2026, an estimated $168K.
  • Schwab Mortgage-Backed Securities ETF made up ﹤0.01% of LPL Financial's portfolio in Q2 2026, its #4385 holding.
  • LPL Financial first reported a position in Schwab Mortgage-Backed Securities ETF in Q2 2025 and has held it in 5 quarters since.
  • LPL Financial's Schwab Mortgage-Backed Securities ETF position peaked at $1.21M in Q1 2026.
  • 81 funds tracked by Wall St. Rank held Schwab Mortgage-Backed Securities ETF as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.