LPL Financial
OAK

LPL Financial’s OAKTREE CAPITAL GROUP, LLC OAK Stock Holding History

LPL Financial’s Portfolio OAK Stock Details OAK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q3 		– Sell
-19,958
Closed -$989K – 3420
2019
Q2 		$989K Sell
19,958
-8,634
-30% -$428K ﹤0.01% 1732
2019
Q1 		$1.42M Sell
28,592
-6,721
-19% -$292K ﹤0.01% 1416
2018
Q4 		$1.4M Buy
35,313
+4,512
+15% +$185K ﹤0.01% 1282
2018
Q3 		$1.27M Sell
30,801
-2,288
-7% -$94.1K ﹤0.01% 1495
2018
Q2 		$1.34M Sell
33,089
-11,301
-25% -$457K ﹤0.01% 1418
2018
Q1 		$1.76M Sell
44,390
-7,979
-15% -$342K ﹤0.01% 1194
2017
Q4 		$2.21M Sell
52,369
-12,103
-19% -$535K 0.01% 1003
2017
Q3 		$3.03M Buy
64,472
+1,604
+3% +$74.8K 0.01% 800
2017
Q2 		$2.93M Buy
62,868
+1,918
+3% +$88.8K 0.01% 754
2017
Q1 		$2.77M Buy
60,950
+21,776
+56% +$949K 0.02% 669
2016
Q4 		$1.51M Sell
39,174
-826
-2% -$33.1K 0.01% 946
2016
Q3 		$1.66M Buy
40,000
+3,136
+9% +$140K 0.02% 863
2016
Q2 		$1.65M Sell
36,864
-30,931
-46% -$1.44M 0.01% 860
2016
Q1 		$3.28M Buy
67,795
+2,923
+5% +$133K 0.01% 930
2015
Q4 		$3.11M Buy
64,872
+40,679
+168% +$1.98M 0.01% 937
2015
Q3 		$1.19M Sell
24,193
-7,861
-25% -$417K 0.01% 1143
2015
Q2 		$1.7M Buy
32,054
+2,231
+7% +$118K 0.01% 1002
2015
Q1 		$1.57M Buy
29,823
+1,034
+4% +$55.6K 0.01% 1048
2014
Q4 		$1.49M Buy
28,789
+15,749
+121% +$761K 0.01% 1064
2014
Q3 		$647K Buy
13,040
+612
+5% +$30.7K ﹤0.01% 1590
2014
Q2 		$621K Sell
12,428
-4,945
-28% -$257K ﹤0.01% 1648
2014
Q1 		$1.01M Buy
17,373
+3,642
+27% +$214K 0.01% 1260
2013
Q4 		$808K Buy
13,731
+6,357
+86% +$353K 0.01% 1390
2013
Q3 		$406K Buy
7,374
+2,824
+62% +$150K ﹤0.01% 1795
2013
Q2 		$239K Buy
+4,550
New +$240K ﹤0.01% 2072

Other funds holding OAK

WCMNY
Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return
California Public Employees Retirement System
California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return
GCM
GoodHaven Capital Management Millburn, New Jersey $287M AUM 9.07% 1-Year Est. Return
Russell Investments Group
Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return
Skandinaviska Enskilda Banken (SEB)
Skandinaviska Enskilda Banken (SEB) Stockholm, Sweden $4.34B AUM 19.31% 1-Year Est. Return
GBA
Garrison Bradford & Associates New York $88.4M AUM 15.86% 1-Year Est. Return
CSIC
Clifford Swan Investment Counsel Pasadena, California $2.94B AUM 21.31% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 21.71% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

LPL Financial's OAK Position: Q3 2019 in Review

LPL Financial sold out of OAKTREE CAPITAL GROUP, LLC (OAK) in Q3 2019, closing a stake of 19,958 shares — an estimated $989K sold.

LPL Financial first reported a position in OAK in Q2 2013 and held it in 25 quarters. The position peaked at $3.28M in Q1 2016. 21 funds tracked by Wall St. Rank hold OAK as of Q3 2019.

  • LPL Financial reported no remaining OAKTREE CAPITAL GROUP, LLC position as of Q3 2019 after selling out during the quarter.
  • LPL Financial sold 19,958 OAKTREE CAPITAL GROUP, LLC shares in Q3 2019, an estimated $989K.
  • LPL Financial first reported a position in OAKTREE CAPITAL GROUP, LLC in Q2 2013 and held it in 25 quarters.
  • LPL Financial's OAKTREE CAPITAL GROUP, LLC position peaked at $3.28M in Q1 2016.
  • 21 funds tracked by Wall St. Rank held OAKTREE CAPITAL GROUP, LLC as of Q3 2019.

Based on LPL Financial's 13F filing for Q3 2019, filed 13 Nov 2019.