LPL Financial
DFAS icon

LPL Financial’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

LPL Financial’s Portfolio DFAS Stock Details DFAS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$77.6M Buy
942,761
+48,072
+5% +$3.72M 0.02% 798
2026
Q1 		$63.6M Buy
894,689
+5,688
+0.6% +$417K 0.02% 802
2025
Q4 		$61.9M Buy
889,001
+59,891
+7% +$4.13M 0.02% 773
2025
Q3 		$56.8M Sell
829,110
-77,139
-9% -$5.15M 0.02% 786
2025
Q2 		$57.7M Sell
906,249
-117,780
-12% -$7.06M 0.02% 697
2025
Q1 		$61.2M Buy
1,024,029
+155,766
+18% +$10M 0.02% 604
2024
Q4 		$56.5M Buy
868,263
+121,569
+16% +$8.13M 0.02% 597
2024
Q3 		$48.4M Buy
746,694
+117,451
+19% +$7.35M 0.02% 630
2024
Q2 		$37.8M Buy
629,243
+56,371
+10% +$3.39M 0.02% 673
2024
Q1 		$35.7M Buy
572,872
+67,815
+13% +$4.01M 0.02% 673
2023
Q4 		$30.1M Buy
505,057
+31,603
+7% +$1.69M 0.02% 695
2023
Q3 		$24.9M Buy
473,454
+37,466
+9% +$2.06M 0.02% 709
2023
Q2 		$23.9M Buy
435,988
+35,674
+9% +$1.86M 0.02% 719
2023
Q1 		$21.1M Sell
400,314
-9,919
-2% -$537K 0.02% 725
2022
Q4 		$21M Buy
410,233
+136,038
+50% +$7M 0.02% 692
2022
Q3 		$12.8M Buy
274,195
+26,946
+11% +$1.38M 0.01% 832
2022
Q2 		$11.9M Buy
+247,249
New +$12.8M 0.01% 875
2022
Q1 		– Sell
-247,798
Closed -$14.9M – 4234
2021
Q4 		$14.9M Buy
247,798
+9,698
+4% +$586K 0.01% 801
2021
Q3 		$13.7M Buy
238,100
+25,079
+12% +$1.45M 0.01% 793
2021
Q2 		$12.4M Buy
+213,021
New +$12.4M 0.01% 794

Other funds holding DFAS

Creative Planning
Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Index Fund Advisors
Index Fund Advisors Irvine, California $2.52B AUM 26.26% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return
Pure Financial Advisors
Pure Financial Advisors San Diego, California $7.86B AUM 19.64% 1-Year Est. Return
TCI Wealth Advisors
TCI Wealth Advisors Tucson, Arizona $2.31B AUM 26.52% 1-Year Est. Return
Root Financial Partners
Root Financial Partners Encinitas, California $2.57B AUM 21.7% 1-Year Est. Return
Vise Technologies
Vise Technologies New York $8.83B AUM 27.11% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

LPL Financial's DFAS Position: Q2 2026 in Review

LPL Financial increased its U.S. Small Cap Portfolio ETF Class Shares (DFAS) stake by 5.4% in Q2 2026, buying an estimated $3.72M and bringing the position to 942,761 shares worth $77.6M. The position accounts for 0.02% of the portfolio, ranked #798.

LPL Financial first reported a position in DFAS in Q2 2021 and has held it in 20 quarters since. 917 funds tracked by Wall St. Rank hold DFAS as of Q2 2026.

  • LPL Financial held 942,761 shares of U.S. Small Cap Portfolio ETF Class Shares worth $77.6M as of Q2 2026.
  • LPL Financial bought 48,072 U.S. Small Cap Portfolio ETF Class Shares shares in Q2 2026, an estimated $3.72M.
  • U.S. Small Cap Portfolio ETF Class Shares made up 0.02% of LPL Financial's portfolio in Q2 2026, its #798 holding.
  • LPL Financial first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q2 2021 and has held it in 20 quarters since.
  • 917 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.