Level Four Financial’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-11,647	Closed	-$189K	–	324
2021 Q1	$189K	Sell	11,647 -11,767	-50%	-$191K	0.09%	263
2020 Q4	$356K	Buy	+23,414	New	+$356K	0.15%	185